DFX Intelligence

C••••••••• D•••••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)14 years in industry

C••••••••• D•••••• B•••••

Advisor at N••••••• T•••• S••••••••• I••

••• Locked

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Search this name across graphsid dfx:ria:66364557-c7c8-ae72-03bc-bc4052577126

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Oct 3, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••••••• T•••• S••••••••• I••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 3, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N••••••• T•••• S••••••••• I••	Bd affiliated wealth	Sep 9, 2026	n/a	yes	Riverside, IL\|OAKBROOK TERRACE, IL\|Chicago, IL	Current employment
G••• L••• A•••••••• L••	Independent wealth	Jan 19, 2023	Aug 21, 2026	no	CELEBRATION, FL\|Riverside, IL

Moves

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From	To	Left	Joined	Gap, days	Kind	Move type
G••• L••• A•••••••• L••	N••••••• T•••• S••••••••• I••	Aug 21, 2026	Sep 9, 2026	19	Firm change	RIA to ibd
L•• F•••••••• L••	G••• L••• A•••••••• L••	Oct 28, 2022	Jan 19, 2023

Relationships

Registered with (6)

→ N••••••• T•••• S••••••••• I••Registered adviserregistration: current employment
Sep 9, 2026 to presentfactForm ADV
→ G••• L••• A•••••••• L••Registered adviserregistration: previous registration
Jan 19, 2023 to Aug 21, 2026factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jul 21, 2021 to Oct 28, 2022factForm ADV
→ W•••••• • R•••

Dated events

Occurred
Aug 21, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Oct 28, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:66364557-c7c8-ae72-03bc-bc4052577126
First observed: Oct 3, 2011
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.