DFX Intelligence

O•••••• E••••• G•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserOther adviserSEC registeredRAUM 10b 100b

O•••••• E••••• G•••••••••

O•••••• R••••••••• LTD., CRD 326704

LONDON

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Search this name across graphs

Data as of Aug 3, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 18
Dated events: 13
On other graphs: 1
Observed: Jun 15, 2023 to Aug 3, 2026
8 observations

Right now

one signal names this record (all ria / wealth signals)

#1NewDerived metricAdvisor Recruiting Intelligence

••• Locked

Dated 2026-08-03 (filing); first seen by DFX 2026-09-15.

Exposure: exposure unknown
Who this matters to: RIA aggregators, Advisor recruiters +2
Historical: not a measured predictor

Advisor Recruiting IntelligenceAug 3, 2026 · seen 8 days ago

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

O•••••• E••••• G•••••••••

Private equity manager · key_crd, key_sfn_adviser, shared_crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.0 fund_share=0.53 institutional_share=0.23 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $12B••• Locked
Discretionary RAUM: $12B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 159

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
O•••••• R••••••••• I••••••••• S•••	Private Equity Fund	$2.5B	Aug 3, 2026	8	Jun 15, 2023	reported	n/a
O•••••• E••••• O••••••• W••• S•••	Private Equity Fund	$422M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••••• A••••••••• D•••• K•••••	Director	Na	yes	03/2021	Jun 15, 2023	Aug 5, 2024
H•••••••• L••••• G••••	Director	Na	yes	09/2023	Jul 30, 2024	Aug 5, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
O•••••• E••••• A•• M••••••••• L•••	n/a	n/a	n/a	N	yes	n/a
O•••••• E••••• D••••••••• P••••••••• G• L••••••	n/a	n/a	n/a	N	no	n/a
O•••••• E••••• O••••••• W••• G• S•• R••

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Jul 30, 2024	$7.6B	$7.6B	153	74	0	3	$1.3B

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$12B	n/a	n/a	n/a	n/a	159	n/a	0	n/a

Relationships

Advises (5)

→ O•••••• E••••• O••••••• W••• S•••Private fundPrivate Equity Fund, IA
Jul 30, 2024 to presentfactForm ADV
→ O•••••• A••• E••••••••• F••• S•••Private fundPrivate Equity Fund, IA
Aug 3, 2026 to presentfactForm ADV
→ O•••••• R••••••••• I••••••••• S•••Private fundPrivate Equity Fund, IA
Jun 15, 2023 to presentfactForm ADV
→ O•••••• E••••• T••••••••• S•••

Dated events

Order

Occurred
3 Aug 2026
Regulatory AUM changed
••• Locked
Form ADV
$5.4B
Occurred
3 Aug 2026
Ria private fund assets change
••• Locked
Form ADV
$1.9B
Occurred
3 Aug 2026
Private fund gav change2 events
Private fund gav change: 2 on 3 Aug 2026
$162M to $1.5B
- ••• Locked$1.5B
- ••• Locked$162M
Occurred
3 Aug 2026
Private fund first reported2 events
Private fund first reported: 2 on 3 Aug 2026
$731K to $280M
- ••• Locked$280M
- ••• Locked$731K
Occurred
3 Aug 2026
Ria indirect owner change3 events
O•••••• E••••• G•••••••••: ria indirect owner change, 3 events, on 3 Aug 2026
- ••• Locked
- ••• Locked
- ••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jun 15, 2023
Last observed: Aug 3, 2026 51 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

All 13 rows

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
O•••••• E••••• G••••••••• L••••••	INTERMEDIATE PARENT ENTITY	Na	no	07/2021	Aug 5, 2024	Aug 5, 2024
R•••• O••••	CHIEF COMPLIANCE OFFICER	Na	no	04/2022	Jun 15, 2023	Aug 5, 2024
R•••••••• S••••• A•••••	B•••••• 1••••• S••••••••• O• O• H••••• L•••	F	no	12/2022	Aug 5, 2024	Aug 5, 2024