DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
O•••••• E••••• G•••••••••
Legal name O•••••• R••••••••• L•••
Latest filing Aug 3, 2026
First filing on the tape Jun 15, 2023 · 8 filings
SEC status approved since Jul 17, 2023
RAUM
$12B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
159
55 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
5
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$12B as of Aug 3, 2026
Jul 30, 2024$7.6B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Aug 3, 2026
Jul 30, 20240 then
Employees (5.A)159 as of Aug 3, 2026
Jul 30, 2024153 then
Private funds5 as of Aug 3, 2026
Jul 30, 20243 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Aug 3, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $536MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 23%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- controlled by a public reporting companyderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- controlled by a public reporting company (10.A)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$5.1B43%
- Corporations and businesses$2.9B24%
- Pension and profit-sharing plans$1.8B15%
- Investment companies$1.2B10%
- State and municipal entities$873M7.4%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 22reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.53 institutional_share=0.23 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| O•••••• R••••••••• I••••••••• S••• | Private Equity Fund | $1.0B | 8 | Jun 15, 2023 |
| O•••••• E••••• O••••••• W••• S••• | Private Equity Fund | $260M | 1 | Jul 30, 2024 |
| O•••••• E••••• T••••••••• S••• | Private Equity Fund | $22.9M | 2 | Jul 30, 2024 |
Owners and control persons
Schedule A and B, latest filing
- B•••••••• A••••••••• D•••• K••••• · Directorcontrolsince 03/2021 · owns less than 5%
- H•••••••• L••••• G•••• · Directorcontrolsince 09/2023 · owns less than 5%
- N••••••••• Z•••• · Directorcontrolsince 02/2022 · owns less than 5%
- S•••••••• M••••••• G••••• · Chief Executive Officercontrolsince 03/2021 · owns less than 5%
- R•••• O•••• · Chief Compliance Officersince 04/2022 · owns less than 5%
- H•••••• C••••••••• R••••• · Between 10-15% Shareholder Of Oe H••••• Ltd.since 12/2022 · owns F of O• H••••• L••••••
- R•••••••• S••••• A••••• · Between 10-15% Shareholder Of Oe H••••• Ltd.since 12/2022 · owns F of O• H••••• L••••••
Entity owners
- O•••••• E••••• G••••••••• F••• M••••••••• H••••••• L•• · Immediate Parent Entitydirect · owns 75% or more
- O•••••• E••••• G••••••••• L••• · Immediate Parent Entityindirect · owns 75% or more of O•••••• E••••• G••••••••• F••• M••••••••• H••••••• L••
- O•••••• E••••• G•••• L•••••• · Group Parent Entityindirect · owns 75% or more of O•••••• E••••• G••••••••• L••••••
- O•••••• E••••• H••••• L•• · Investor Shareholding Entityindirect · owns 25% to 50% of O•••••• E••••• G•••• L••••••
- O• H••••• L•••••• · Founding Shareholders Holding Entityindirect · owns 75% or more of O•••••• E••••• H••••• L••
- O•••••• E••••• G••••••••• L•••••• · Intermediate Parent Entitydirect · owns less than 5%
Related persons
Schedule D 7.A
- O•••••• E••••• A•• M••••••••• L•••pooled vehicle sponsorn
- O•••••• E••••• D••••••••• P••••••••• G• L••••••n
- O•••••• E••••• O••••••• W••• G• S•• R••n
- O•••••• E••••• T••••••••• G• S• A•••••n
- O•••••• R••• I•• G• L••••••y
- O•••••• R••• I• G• L••••••y
- O•••••• R•••••••• E••••• I••••• P••••••••• G• L••y
- O•••••• R••••••••• I••••••••• P••••••••• G• S•••pooled vehicle sponsorn
- O•••••• R••••••••• I••••••••• P••••••••• V• G• L••y
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 16 to 22Jul 31, 2025 to Aug 3, 2026
- Corporate clients · 1 to 9Jul 31, 2025 to Aug 3, 2026
- Pension plan clients · 5.0 to unsetJul 31, 2025 to Aug 3, 2026
- Pooled vehicle clients · 6 to 7Jul 31, 2025 to Aug 3, 2026
- Private funds · 3 to 5Jul 31, 2025 to Aug 3, 2026
- Discretionary RAUM · $6.3B to $12BJul 31, 2025 to Aug 3, 2026
- Non-discretionary RAUM · $64.0M to $0Jul 31, 2025 to Aug 3, 2026
- Pension RAUM · $1.0B to $1.8BJul 31, 2025 to Aug 3, 2026
- Pooled vehicle RAUM · $3.5B to $5.1BJul 31, 2025 to Aug 3, 2026
- RAUM · $6.4B to $12BJul 31, 2025 to Aug 3, 2026
- Accounts · 14 to 16Aug 5, 2024 to Jul 31, 2025
- Advisory employees · 74 to 55Aug 5, 2024 to Jul 31, 2025
- Pooled vehicle clients · 5 to 6Aug 5, 2024 to Jul 31, 2025
- Employees · 153 to 159Aug 5, 2024 to Jul 31, 2025
- Financial planning clients · unset to Aug 5, 2024 to Jul 31, 2025
- HQ state · unset to Aug 5, 2024 to Jul 31, 2025
- Discretionary RAUM · $7.6B to $6.3BAug 5, 2024 to Jul 31, 2025
- Non-discretionary RAUM · $0 to $64.0MAug 5, 2024 to Jul 31, 2025
- Pension RAUM · $1.2B to $1.0BAug 5, 2024 to Jul 31, 2025
- Pooled vehicle RAUM · $3.4B to $3.5BAug 5, 2024 to Jul 31, 2025
- RAUM · $7.6B to $6.4BAug 5, 2024 to Jul 31, 2025
- Accounts · 10 to 14Jul 3, 2023 to Jul 30, 2024
- Advisory employees · 50 to 74Jul 3, 2023 to Jul 30, 2024
- Advisory activities · 3 to 2Jul 3, 2023 to Jul 30, 2024
- Corporate clients · unset to 1.0Jul 3, 2023 to Jul 30, 2024
- Pooled vehicle clients · 3 to 5Jul 3, 2023 to Jul 30, 2024
- Employees · 110 to 153Jul 3, 2023 to Jul 30, 2024
- Private funds · 1 to 3Jul 3, 2023 to Jul 30, 2024
- Discretionary RAUM · $3.1B to $7.6BJul 3, 2023 to Jul 30, 2024
- Non-discretionary RAUM · $2.0B to $0Jul 3, 2023 to Jul 30, 2024
- Pension RAUM · $1.1B to $1.2BJul 3, 2023 to Jul 30, 2024
- Pooled vehicle RAUM · $1.9B to $3.4BJul 3, 2023 to Jul 30, 2024
- RAUM · $5.2B to $7.6BJul 3, 2023 to Jul 30, 2024
Signals
5 dated events
- O•••••• E••••• G••••••••• reported RAUM $11.8B, up 84% from $6.4B (2025-07-31 to 2026-08-03)Aug 3, 2026 · RAUM change · derived
- O•••••• E••••• G••••••••• reported RAUM $7.6B, up 46% from $5.2B (2023-07-03 to 2024-07-30)Jul 30, 2024 · RAUM change · derived
- Tim Heal (Director) no longer on Schedule A of O•••••• E••••• G••••••••• (listed 2023-07-03, absent 2024-07-30)Jul 30, 2024 · Control person left · inference
- G•••• L•••• H••••••• (Director) appeared on Schedule A of O•••••• E••••• G•••••••••Jul 30, 2024 · Control person joined · fact
- O•••••• E••••• G••••••••• filed its initial SEC registration (Form ADV)Jun 15, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- O•••••• E••••• G••••••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- octopusenergygeneration.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 0808 164 1088reportedpublic record, Form ADV, Aug 3, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026