DFX Intelligence

A•••••••• J••••••••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor10 years in industry

A•••••••• J••••••••• B••••••

Advisor at I•• C••••••• L••

FOSTER CITY, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:663acd8a-c7b0-f2f4-a1af-83ee02d81dfb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Nov 27, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•• C••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I•• C••••••• L••	Independent wealth	Jun 7, 2019	n/a	yes	FOSTER CITY, CA	Current employment
J••• M••••• P•••••• W••••• A••••••• L••	Former SEC adviser	Nov 27, 2018	Jun 4, 2019	no	Palo Alto, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• P•••••• W••••• A••••••• L••	I•• C••••••• L••	Jun 4, 2019	Jun 7, 2019	3	Firm change	Ibd to new firm

Team moves

••• Locked

Team	Left	Joined	From	Kind
108559:301819:CA:2019-06-04	Jun 4, 2019	Jun 7, 2019	PALO ALTO, CA	Firm change

Relationships

Registered with (2)

→ I•• C••••••• L••Registered adviserregistration: current employment
Jun 7, 2019 to presentfactForm ADV
→ J••• M••••• P•••••• W••••• A••••••• L••Registered adviserregistration: previous registration
Nov 27, 2018 to Jun 4, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:663acd8a-c7b0-f2f4-a1af-83ee02d81dfb
First observed: Nov 27, 2018
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.