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Advisor at CAPTRUST
GREENVILLE, SC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Captrust | Institutional manager | Jul 2, 2021 | n/a | yes | GREENVILLE, SC | Current employment |
| NACHMAN NORWOOD & PARROTT, INC. | Former SEC adviser | May 1, 2018 | Nov 12, 2021 | no | GREENVILLE, SC | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jul 20, 2009 | May 1, 2018 | no | GREENVILLE, SC | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Aug 14, 2009 | no | Greenville, SC | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Jun 3, 1992 | Jun 1, 2009 | no | GREENVILLE, SC|GREENVILLE, SC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NACHMAN NORWOOD & PARROTT, INC. | Captrust | Nov 12, 2021 | Jul 2, 2021 | -133 | Firm change after gap | Other |
| WELLS FARGO ADVISORS | NACHMAN NORWOOD & PARROTT, INC. | May 1, 2018 | May 1, 2018 | 0 | Firm change | Wirehouse to new firm |
| MORGAN STANLEY | WELLS FARGO ADVISORS | Aug 14, 2009 | Jul 20, 2009 | -25 | Firm change | Wirehouse to wirehouse |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 293199:175112:SC:2021-11-12 | Nov 12, 2021 | Jul 2, 2021 | GREENVILLE, SC | Firm change after gap |
| 11025:293199:SC:2018-05-01 | May 1, 2018 | May 1, 2018 | GREENVILLE, SC | Firm change |