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2• S••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

2• S••••• L••

CRD 173291

NEW YORK, NY

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Search this name across graphsid dfx:ria:6644838a-d690-78ed-113d-5e57c1ae03d2

Data as of Mar 17, 2016 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 1
Observed: Oct 23, 2014 to Mar 17, 2016
5 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

2• S••••• L••

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $115MItem 5.F on the latest filing (2016-03-17); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $115M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
6••• H•••••••• L•	Private Equity Fund	$83.9M	Mar 17, 2016	7	Oct 23, 2014	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••• H•••••• J•••••••	Manager	Na	yes	07/2015	Oct 23, 2014	Mar 17, 2016
G•••••• L•••••••• H•••	MANAGING MEMBER	E	yes	09/2014	Oct 23, 2014

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
T••• P•••• C•••••• L••	n/a	Asset manager	$356M	Y	yes	n/a
6••• H••••••• G•• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2015	$115M	$54.5M	110.3%	n/a	n/a	2	2	n/a	n/a

Relationships

Affiliated with (1)

→ T••• P•••• C•••••• L••Registered adviserother investment adviser, control, common control
factForm ADV

Advises (1)

→ 6••• H•••••••• L•Private fundPrivate Equity Fund, IA
Oct 23, 2014 to presentfactForm ADV

Controls (3)

← G•••••• L•••••••• H•••OwnerMANAGING MEMBER, ownership code E, individual
Oct 23, 2014 to presentfactForm ADV

Dated events

Occurred
Oct 23, 2014
First Form ADV filing
2• S••••• L•• filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6644838a-d690-78ed-113d-5e57c1ae03d2
First observed: Oct 23, 2014
Last observed: Mar 17, 2016 128 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.