DFX Intelligence

T••• P•••• C•••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

T••• P•••• C•••••• L••

CRD 281731

NEW YORK, NY

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Search this name across graphsid dfx:ria:f396fade-0c78-3e66-e721-fc1695b097ca

Data as of Apr 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 18
Dated events: 5
On other graphs: 2
Observed: Oct 29, 2015 to Apr 30, 2026
24 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

T••• P•••• C•••••• L••

Private equity manager · shared crd

Independent Sponsorsidentity

T••• P•••• C•••••• L••

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $356M••• Locked
Discretionary RAUM: $308M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 10

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
T•• S••••••• I•••••••• L•	Private Equity Fund	$151M	Apr 4, 2024	13	Mar 30, 2020	reported	021-342093
C• I••••••••• L••	Other Private Fund	$106M	Apr 28, 2023

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
2• S••••• L••	Owner	E	yes	08/2015	Oct 29, 2015	Apr 4, 2024
B•••• H•••••• J•••••••	Partner	Na	yes	01/2019	Oct 29, 2015	Apr 4, 2024
G•••••• L•••••••• H•••

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
T•• A• I•••••••• G• L••	n/a	n/a	n/a	N	yes	n/a
T•• C••••• I•••••••• G• L••	n/a	n/a	n/a	N	yes	n/a
T•• F• I•••••••• G• L••	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$356M	$335M	6.1%	$523M	-12.1%	10	9	0	0

Relationships

Advises (11)

→ T•• S••••••• I•••••••• I• L•Private fundPrivate Equity Fund, IA
Mar 31, 2023 to presentfactForm ADV
→ T•• U•• L••Private fundPrivate Equity Fund, IA
Mar 29, 2024 to presentfactForm ADV
→ T•• S••••••• I•••••••• L•Private fundPrivate Equity Fund, IA
Mar 30, 2020 to presentfactForm ADV
→ T•• F• I•••••••• L•Private fund

Dated events

Occurred
Mar 31, 2023
Regulatory AUM changed
T••• P•••• C•••••• L•• reported RAUM $523.5M, up 26% from $414.0M (2022-05-18 to 2023-03-31)
Form ADVobserved 7 days ago
$109M
Occurred
Mar 31, 2023
Control person left
Evan Jonathan Friesel (Manager) no longer on Schedule A of T••• P•••• C•••••• L•• (listed 2022-05-18, absent 2023-03-31)
Form ADVobserved 7 days ago
Occurred
Mar 30, 2020
Regulatory AUM changed
T••• P•••• C•••••• L•• reported RAUM $476.4M, up 229% from $144.9M (2019-04-29 to 2020-03-30)
Form ADVobserved 7 days ago
$331M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f396fade-0c78-3e66-e721-fc1695b097ca
First observed: Oct 29, 2015
Last observed: Apr 30, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.