DFX Intelligence

L••• A•• B••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor28 years in industry

L••• A•• B••••••••

Advisor at R••••••••• W••••• L••

OAKBROOK, IL | Deer Park,, IL

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Search this name across graphsid dfx:ria:664b7bbd-0463-a40a-afcb-091ff9569d96

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 21, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••••••• W••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••••••• W••••• L••	Independent wealth	Mar 25, 2026	n/a	yes	Deer Park,, IL\|OAKBROOK, IL	Current employment
K•••••• I••••••••• M••••••••• I•••	Independent wealth	Nov 13, 2017	Mar 25, 2026	no	Barrington, IL\|Deer Park, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K•••••• I••••••••• M••••••••• I•••	R••••••••• W••••• L••	Mar 25, 2026	Mar 25, 2026	0	Firm change	RIA to RIA
G••••• F•••••••• P•••••• C••••••• I•••	K•••••• I••••••••• M••••••••• I•••	Dec 18, 2017	Nov 13, 2017

Relationships

Registered with (4)

→ R••••••••• W••••• L••Registered adviserregistration: current employment
Mar 25, 2026 to presentfactForm ADV
→ K•••••• I••••••••• M••••••••• I•••Registered adviserregistration: previous registration
Nov 13, 2017 to Mar 25, 2026factForm ADV
→ G••••• F•••••••• P•••••• C••••••• I•••Registered adviserregistration: previous registration
May 31, 2011 to Dec 18, 2017factForm ADV
→ H••••• I••••••••• M••••••••• L••

Dated events

Occurred
Mar 25, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:664b7bbd-0463-a40a-afcb-091ff9569d96
First observed: Sep 21, 2010
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.