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RIA / WealthAdvisor31 years in industry

ALEXANDER ROBERT POTENZA

Advisor at SKYVIEW FINANCIAL GROUP, LLC

PONTE VEDRA BEACH, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:664e19ba-b02a-7b88-35cb-dd34ba6076be

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 28, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SKYVIEW FINANCIAL GROUP, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 17, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 4
Exams: S63|S65
First exam: Apr 17, 1995
First registration: Jan 28, 2005
Dual registered: no
Other names: ALEX POTENZA
IAPD individual key: 2566483

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SKYVIEW FINANCIAL GROUP, LLC	Independent wealth	Jul 6, 2021	n/a	yes	PONTE VEDRA BEACH, FL	Current employment
TOTAL WEALTH PLANNING AND MANAGEMENT, INC.	Independent wealth	Mar 22, 2017	Sep 24, 2020	no	PONTE VEDRA, FL	Previous registration
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Sep 19, 2007	Apr 3, 2017	no	JACKSONVILLE, FL\|PONTE VEDRA BEACH, FL	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Jan 28, 2005	Sep 25, 2007	no	JACKSONVILLE, FL\|JACKSONVILLE, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TOTAL WEALTH PLANNING AND MANAGEMENT, INC.	SKYVIEW FINANCIAL GROUP, LLC	Sep 24, 2020	Jul 6, 2021	285	Firm change	RIA to RIA
RAYMOND JAMES & ASSOCIATES, INC.	TOTAL WEALTH PLANNING AND MANAGEMENT, INC.	Apr 3, 2017	Mar 22, 2017	-12	Firm change	Ibd to RIA
UBS FINANCIAL SERVICES INC.	RAYMOND JAMES & ASSOCIATES, INC.	Sep 25, 2007	Sep 19, 2007	-6	Firm change	Wirehouse to ibd

Relationships

Registered with (4)

→ SKYVIEW FINANCIAL GROUP, LLCRegistered adviserregistration: current employment
Jul 6, 2021 to presentfactForm ADV
→ TOTAL WEALTH PLANNING AND MANAGEMENT, INC.Registered adviserregistration: previous registration
Mar 22, 2017 to Sep 24, 2020factForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
Sep 19, 2007 to Apr 3, 2017factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jan 28, 2005 to Sep 25, 2007factForm ADV

Dated events

No dated event names this entity yet.