This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$239MItem 5.F on the latest filing (2026-04-22); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$237M

Private client RAUM

$239MderivedItem 5.D individuals plus high net worth individuals

Private client share

100%derivedprivate client RAUM over total RAUM

Advisors on IAPD

8

RAUM per advisor

$29.8Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

8

Advisory employees

7

Offices

6Schedule D 1.F, beyond the principal office

Accounts

412

Individual clients

346

High net worth clients

66

SEC number

801-113167

CRD

166664

Filings on the tape

38

First filed

Apr 5, 2018

Latest filed

Apr 22, 2026

Organised

Corporation, FL

Website

buzzsprout.com

• Occurred

  Apr 5, 2018
  First Form ADV filing

  Total Wealth Planning And Management, Inc. filed its initial SEC registration (Form ADV)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:4bdd0adc-78eb-d46f-d193-28ac0c0e02c5

First observed

Apr 5, 2018

Last observed

Apr 22, 2026 5 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.