DFX Intelligence

T••••• A••••• T•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

T••••• A••••• T•••

Advisor at N••• F•••••• I••••••••• S•••••••• L••

Herndon, VA | VIENNA, VA

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Search this name across graphsid dfx:ria:664f9ac9-c1e1-2de6-fc92-7bc2a5d7b720

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Jan 29, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••• F•••••• I••••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N••• F•••••• I••••••••• S•••••••• L••	Bd affiliated wealth	Jul 21, 2025	n/a	yes	VIENNA, VA\|Herndon, VA	Current employment
T••• C•••••• M•••••••••	n/a	Feb 29, 2024	Aug 6, 2025	no	ALEXANDRIA, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••• C•••••• M•••••••••	N••• F•••••• I••••••••• S•••••••• L••	Aug 6, 2025	Jul 21, 2025	-16	Firm change	Other
T••• F•••••••• A••••••• C•••	T••• C•••••• M•••••••••	Dec 5, 2023	Feb 29, 2024

Relationships

Registered with (5)

→ N••• F•••••• I••••••••• S•••••••• L••Registered adviserregistration: current employment
Jul 21, 2025 to presentfactForm ADV
→ T••• C•••••• M•••••••••Registered adviserregistration: previous registration
Feb 29, 2024 to Aug 6, 2025factForm ADV
→ T••• F•••••••• A••••••• C•••Registered adviserregistration: previous registration
Sep 2, 2022 to Dec 5, 2023factForm ADV
→ G•••• J••••••• W••••• A•••••••

Dated events

Occurred
Aug 6, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Dec 5, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jul 20, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:664f9ac9-c1e1-2de6-fc92-7bc2a5d7b720
First observed: Jan 29, 2016
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.