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Advisor at D.A. DAVIDSON & CO.
Wilmington, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| D.A. DAVIDSON & CO. | Independent wealth | Oct 19, 2023 | n/a | yes | Wilmington, NC | Current employment |
| TRUIST ADVISORY SERVICES, INC. | Bd affiliated wealth | Feb 17, 2021 | Oct 23, 2023 | no | ATLANTA, GA|WILMINGTON, NC | Previous registration |
| BB&T SECURITIES, LLC | Former SEC adviser | Jan 2, 2013 | Feb 17, 2021 | no | WILMINGTON, NC|RICHMOND, VA | Previous registration |
| SCOTT & STRINGFELLOW, LLC | Former SEC adviser | Aug 2, 2005 | Jan 2, 2013 | no | WILMINGTON, NC|WILMINGTON, NC | Previous registration |
| BB&T INVESTMENT SERVICES, INC. | Former SEC adviser | Feb 23, 2004 | Aug 1, 2005 | no | CHARLOTTE, NC | Previous registration |
| BB&T ASSET MANAGEMENT, INC. | n/a | Oct 15, 2002 | Feb 27, 2004 | no | WILMINGTON, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TRUIST ADVISORY SERVICES, INC. | D.A. DAVIDSON & CO. | Oct 23, 2023 | Oct 19, 2023 | -4 | Firm change | Ibd to RIA |
| BB&T SECURITIES, LLC | TRUIST ADVISORY SERVICES, INC. | Feb 17, 2021 | Feb 17, 2021 | 0 | Bulk transfer | Ibd to ibd |
| SCOTT & STRINGFELLOW, LLC | BB&T SECURITIES, LLC | Jan 2, 2013 | Jan 2, 2013 | 0 | Bulk transfer | Other |
| BB&T INVESTMENT SERVICES, INC. | SCOTT & STRINGFELLOW, LLC | Aug 1, 2005 | Aug 2, 2005 | 1 | Firm change | Other |
| BB&T ASSET MANAGEMENT, INC. | BB&T INVESTMENT SERVICES, INC. | Feb 27, 2004 | Feb 23, 2004 | -4 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 283390:199:NC:2023-10-23 | Oct 23, 2023 | Oct 19, 2023 | WILMINGTON, NC | Firm change |