RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• A•••••• V•••••
- D••• D••••••• • C•• independent RIA currentsince Oct 19, 2023 · Wilmington, Nc
- T••••• A••••••• S•••••••• I••• BD affiliatedFeb 17, 2021 to Oct 23, 2023 · Atlanta, Ga
- B••• S••••••••• L•• formerJan 2, 2013 to Feb 17, 2021 · Wilmington, Nc
- S•••• • S••••••••• L•• formerAug 2, 2005 to Jan 2, 2013 · Wilmington, Nc
- B••• I••••••••• S•••••••• I••• formerFeb 23, 2004 to Aug 1, 2005 · Charlotte, Nc
- B••• A•••• M••••••••• I••• unclassifiedOct 15, 2002 to Feb 27, 2004 · Wilmington, Nc
- T••••• A••••••• S•••••••• I••• to D••• D••••••• • C••left Oct 23, 2023, registered Oct 19, 2023 (-4 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- B••• S••••••••• L•• to T••••• A••••••• S•••••••• I•••left Feb 17, 2021, registered Feb 17, 2021 (0 days) · corporate re-registration, not a move
- S•••• • S••••••••• L•• to B••• S••••••••• L••left Jan 2, 2013, registered Jan 2, 2013 (0 days) · corporate re-registration, not a move
- B••• I••••••••• S•••••••• I••• to S•••• • S••••••••• L••left Aug 1, 2005, registered Aug 2, 2005 (1 days) · Other
- B••• A•••• M••••••••• I••• to B••• I••••••••• S•••••••• I•••left Feb 27, 2004, registered Feb 23, 2004 (-4 days) · Other
- W•••••• A•••••• V••••• left T••••• A••••••• S•••••••• I••• for D••• D••••••• • C•• (registered 2023-10-19)Oct 23, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address