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Advisor at HIGHTOWER ADVISORS, LLC
CHICAGO, IL | Purchase, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HIGHTOWER ADVISORS, LLC | Bd affiliated wealth | Apr 21, 2023 | n/a | yes | CHICAGO, IL|Purchase, NY | Current employment |
| ALTIUM WEALTH MANAGEMENT | Former SEC adviser | May 15, 2022 | May 18, 2023 | no | PURCHASE, NY | Previous registration |
| ALTIUM WEALTH MANAGEMENT LLC | Former SEC adviser | Jan 31, 2019 | Jun 1, 2022 | no | PURCHSE, NY | Previous registration |
| SEI INVESTMENTS MANAGEMENT CORP | Mixed wealth | Apr 2, 2013 | Dec 1, 2015 | no | STAMFORD, CT|OAKS, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ALTIUM WEALTH MANAGEMENT | HIGHTOWER ADVISORS, LLC | May 18, 2023 | Apr 21, 2023 | -27 | Firm change | RIA to ibd |
| ALTIUM WEALTH MANAGEMENT LLC | ALTIUM WEALTH MANAGEMENT | Jun 1, 2022 | May 15, 2022 | -17 | Channel change | RIA to new firm |
| SEI INVESTMENTS MANAGEMENT CORP | ALTIUM WEALTH MANAGEMENT LLC | Dec 1, 2015 | Jan 31, 2019 | 1,157 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 317691:145323:NY:2023-05-18 | May 18, 2023 | Apr 21, 2023 | PURCHASE, NY | Firm change |
| 154719:317691:NY:2022-06-01 | Jun 1, 2022 | May 15, 2022 | PURCHSE, NY | Firm change |