DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

ALTIUM WEALTH MANAGEMENT LLC

CRD 154719

PURCHASE, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:251731eb-a33e-3217-90f1-11d6ac7d16c8

Data as of Mar 25, 2022 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 40
Dated events: 8
On other graphs: 2
Observed: Mar 24, 2012 to Mar 25, 2022
30 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

Altium Wealth Management LLC

Investment consultant · shared crd

RIA / Wealth Managementidentity

ALTIUM WEALTH MANAGEMENT

Registered adviser · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $2.7BItem 5.F on the latest filing (2022-03-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.7B
Private client RAUM: $2.6BderivedItem 5.D individuals plus high net worth individuals
Private client share: 97%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 42
Advisory employees: 25
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 3,019
Individual clients: 422
High net worth clients: 483
SEC number: 801-71774
CRD: 154719
Filings on the tape: 30
First filed: Mar 24, 2012
Latest filed: Mar 25, 2022
Organised: Limited Liability Company, New York

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DESTEFANO, ANTHONY, JOHN	MANAGING MEMBER	B	yes	06/2010	Mar 24, 2012	Mar 25, 2022
SLATER, GREGORY, ROBERT	CHIEF INVESTMENT OFFICER	Na	yes	01/2016	Mar 29, 2019	Mar 25, 2022
SYPHER, ROBERT, JOSEPH	CHIEF COMPLIANCE OFFICER AND CHIEF OPERATIONS OFFICER	Na	yes	01/2014	Aug 7, 2014	Mar 25, 2022
BRILL, MITCHELL, SCOTT	Member	B	no	06/2010	Mar 24, 2012	Mar 25, 2022
DOWLING, JAMES, JOHN	Member	B	no	06/2010	Mar 24, 2012	Mar 25, 2022
GIANGRANDE, JAMES, LOUIS	Member	B	no	06/2010	Mar 24, 2012	Mar 25, 2022
LEVY, TODD, STEWART	Member	B	no	01/2017	Mar 28, 2017	Mar 25, 2022
PERLMUTTER, JEFFREY, BART	Member	B	no	01/2017	Mar 28, 2017	Mar 25, 2022
TASCH, SCOTT, C	Member	Na	no	01/2016	Mar 24, 2016	Mar 25, 2022

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2021	Mar 25, 2022	$2.7B	$2.7B	42	25	0	n/a	n/a
2020	Mar 25, 2021	$2.1B	$2.1B	39	19	0	n/a	n/a
2019	Mar 30, 2020	$1.6B	$1.6B	46	25	1	n/a	n/a
2018	Mar 29, 2019	$1.2B	$1.2B	44	19	1	n/a	n/a
2017	Mar 27, 2018	$911M	$911M	35	11	1	n/a	n/a
2016	Mar 28, 2017	$500M	$500M	33	18	n/a	n/a	n/a
2015	Mar 24, 2016	$410M	$410M	23	12	n/a	n/a	n/a
2014	Mar 30, 2015	$394M	$394M	21	13	n/a	n/a	n/a
2013	Mar 31, 2014	$275M	$275M	19	14	n/a	n/a	n/a
2012	Mar 27, 2013	$200M	$200M	16	9	n/a	n/a	n/a
2011	Mar 24, 2012	$131M	$131M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$2.7B	$2.1B	24.3%	$1.2B	30.2%	42	39	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
ALTIUM WEALTH MANAGEMENT	21	Jun 1, 2022	May 15, 2022	PURCHASE, NY	Firm absorbed	RIA to new firm	95.5%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
PARK AVENUE SECURITIES LLC	3	Jan 23, 2017	May 10, 2017	JERICHO, NY	Team lift out	Other	0.3%

Relationships

Owns (6)

← PERLMUTTER, JEFFREY, BARTOwnerMEMBER, ownership code B, individual
Mar 28, 2017 to presentfactForm ADV
← GIANGRANDE, JAMES, LOUISOwnerMEMBER, ownership code B, individual
Mar 24, 2012 to presentfactForm ADV
← BRILL, MITCHELL, SCOTTOwnerMEMBER, ownership code B, individual
Mar 24, 2012 to presentfactForm ADV
← DOWLING, JAMES, JOHNOwnerMEMBER, ownership code B, individual
Mar 24, 2012 to presentfactForm ADV
← TASCH, SCOTT, COwnerMEMBER, ownership code NA, individual
Mar 24, 2016 to presentfactForm ADV
← LEVY, TODD, STEWARTOwnerMEMBER, ownership code B, individual
Mar 28, 2017 to presentfactForm ADV

Controls (3)

← DESTEFANO, ANTHONY, JOHNOwnerMANAGING MEMBER, ownership code B, individual
Mar 24, 2012 to presentfactForm ADV
← SYPHER, ROBERT, JOSEPHOwnerCHIEF COMPLIANCE OFFICER AND CHIEF OPERATIONS OFFICER, ownership code NA, individual
Aug 7, 2014 to presentfactForm ADV
← SLATER, GREGORY, ROBERTOwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
Mar 29, 2019 to presentfactForm ADV

Affiliated with (1)

← LIFE PLANNING ALLIANCE, LLCRegistered adviserother investment adviser, control, common control
factForm ADV

Registered with (28)

← Paul Vincent BucciAdvisorregistration: previous registration
Oct 16, 2018 to Jun 1, 2022factForm ADV
← Jeffrey Bart PerlmutterAdvisorregistration: previous registration
Apr 3, 2017 to Jun 1, 2022factForm ADV
← Anthony DestefanoAdvisorregistration: previous registration
Oct 15, 2010 to Jun 1, 2022factForm ADV
← James GiangrandeAdvisorregistration: previous registration
Oct 20, 2010 to Jun 1, 2022factForm ADV
← GEOFFREY MCHALE GARFIELDAdvisorregistration: previous registration
Mar 8, 2011 to Jun 1, 2022factForm ADV
← David SiegelAdvisorregistration: previous registration
Jul 9, 2021 to Jun 1, 2022factForm ADV
← Gregory SlaterAdvisorregistration: previous registration
Mar 6, 2014 to Jun 1, 2022factForm ADV
← Mitchell Scott BrillAdvisorregistration: previous registration
Oct 20, 2010 to Jun 1, 2022factForm ADV
← JAMES JOHN DOWLINGAdvisorregistration: previous registration
Oct 20, 2010 to Jun 1, 2022factForm ADV
← Scott TaschAdvisorregistration: previous registration
Feb 20, 2014 to Jun 1, 2022factForm ADV
← Courtney IngrahamAdvisorregistration: previous registration
Jun 11, 2021 to Jun 1, 2022factForm ADV
← todd Stewart levyAdvisorregistration: previous registration
Apr 3, 2017 to Jun 1, 2022factForm ADV
← Charles PaksiAdvisorregistration: previous registration
Jan 31, 2019 to Jun 1, 2022factForm ADV
← Ryan DarmofalAdvisorregistration: previous registration
Oct 5, 2021 to Jun 1, 2022factForm ADV
← Brennian AntellAdvisorregistration: previous registration
Oct 27, 2010 to Jun 1, 2022factForm ADV
← Adam NalewajekAdvisorregistration: previous registration
May 10, 2017 to Jun 1, 2022factForm ADV
← Anthony CroceAdvisorregistration: previous registration
Dec 21, 2018 to Jun 1, 2022factForm ADV
← Michael BuonassisiAdvisorregistration: previous registration
Nov 19, 2013 to Jun 1, 2022factForm ADV
← Dylan CurranAdvisorregistration: previous registration
Oct 24, 2018 to Jun 1, 2022factForm ADV
← Jeffrey WuAdvisorregistration: previous registration
Oct 24, 2018 to Jun 1, 2022factForm ADV
← Michael Anthony CironeAdvisorregistration: previous registration
Apr 21, 2022 to Jun 1, 2022factForm ADV
← Tyler BisackAdvisorregistration: previous registration
Jan 13, 2021 to Jun 1, 2022factForm ADV
← CONNOR MATTHEW TYSONAdvisorregistration: previous registration
Jan 26, 2021 to Oct 22, 2021factForm ADV
← CRAIG DAN JENSENAdvisorregistration: previous registration
May 10, 2017 to Oct 27, 2020factForm ADV
← MICHAEL THOMAS LEEAdvisorregistration: previous registration
Oct 5, 2018 to Nov 18, 2019factForm ADV
← NATHANIEL SARTELL PRENTICEAdvisorregistration: previous registration
Jun 28, 2012 to May 8, 2018factForm ADV
← ROBERT HENRY MATOFSKYAdvisorregistration: previous registration
Mar 6, 2014 to Feb 29, 2016factForm ADV
← GREG REAdvisorregistration: previous registration
Aug 6, 2012 to May 20, 2015factForm ADV

Moved with (2)

→ ALTIUM WEALTH MANAGEMENTRegistered adviser21 advisors, firm absorbed, same day
Jun 1, 2022 to May 15, 2022factForm ADV
← PARK AVENUE SECURITIES LLCRegistered adviser3 advisors, team lift out
Jan 23, 2017 to May 10, 2017factForm ADV

Dated events

Occurred
Jun 1, 2022
Firm absorbed
Altium Wealth Management LLC's advisors moved to Altium Wealth Management (Purchase, NY): 21 of 22 registered, on the same day
Form ADVobserved 6 days ago
21 advisors
Occurred
Jun 1, 2022
Advisor changed firm
Geoffrey Mchale Garfield left Altium Wealth Management Llc for Compass Financial Management Llc (registered 2024-11-18)
Form ADVobserved 6 days ago
Occurred
Mar 25, 2021
Regulatory AUM changed
Altium Wealth Management Llc reported RAUM $2.1B, up 32% from $1.6B (2021-02-16 to 2021-03-25)
Form ADVobserved 6 days ago
$520M
Occurred
Mar 30, 2020
Regulatory AUM changed
Altium Wealth Management Llc reported RAUM $1.6B, up 34% from $1.2B (2020-01-28 to 2020-03-30)
Form ADVobserved 6 days ago
$411M
Occurred
Mar 29, 2019
Regulatory AUM changed
Altium Wealth Management Llc reported RAUM $1.2B, up 32% from $911.4M (2018-11-29 to 2019-03-29)
Form ADVobserved 6 days ago
$292M
Occurred
Mar 29, 2019
Control person left
L Brennian Antell (Director Of Investments) no longer on Schedule A of Altium Wealth Management Llc (listed 2018-11-29, absent 2019-03-29)
Form ADVobserved 6 days ago
Occurred
Mar 29, 2019
Control person joined
Robert Gregory Slater (Chief Investment Officer) appeared on Schedule A of Altium Wealth Management Llc
Form ADVobserved 6 days ago
Occurred
Mar 27, 2018
Regulatory AUM changed
Altium Wealth Management Llc reported RAUM $911.4M, up 37% from $665.6M (2017-04-28 to 2018-03-27)
Form ADVobserved 6 days ago
$246M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:251731eb-a33e-3217-90f1-11d6ac7d16c8
First observed: Mar 24, 2012
Last observed: Mar 25, 2022 54 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ALTIUM WEALTH MANAGEMENT LLC

CRD 154719

PURCHASE, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:251731eb-a33e-3217-90f1-11d6ac7d16c8

Data as of Mar 25, 2022 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:48 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DESTEFANO, ANTHONY, JOHN

MANAGING MEMBER

yes

06/2010

Mar 24, 2012

Mar 25, 2022

SLATER, GREGORY, ROBERT

CHIEF INVESTMENT OFFICER

yes

01/2016

Mar 29, 2019

Mar 25, 2022

SYPHER, ROBERT, JOSEPH

CHIEF COMPLIANCE OFFICER AND CHIEF OPERATIONS OFFICER

yes

01/2014

Aug 7, 2014

Mar 25, 2022

BRILL, MITCHELL, SCOTT

Member

06/2010

Mar 24, 2012

Mar 25, 2022

DOWLING, JAMES, JOHN

Member

06/2010

Mar 24, 2012

Mar 25, 2022

GIANGRANDE, JAMES, LOUIS

Member

06/2010

Mar 24, 2012

Mar 25, 2022

LEVY, TODD, STEWART

Member

01/2017

Mar 28, 2017

Mar 25, 2022

PERLMUTTER, JEFFREY, BART

Member

01/2017

Mar 28, 2017

Mar 25, 2022

TASCH, SCOTT, C

Member

01/2016

Mar 24, 2016

Mar 25, 2022

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2021

Mar 25, 2022

$2.7B

n/a

2020

Mar 25, 2021

$2.1B

n/a

2019

Mar 30, 2020

$1.6B

n/a

2018

Mar 29, 2019

$1.2B

n/a

2017

Mar 27, 2018

$911M

n/a

2016

Mar 28, 2017

$500M

n/a

2015

Mar 24, 2016

$410M

n/a

2014

Mar 30, 2015

$394M

n/a

2013

Mar 31, 2014

$275M

n/a

2012

Mar 27, 2013

$200M

n/a

2011

Mar 24, 2012

$131M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2021

$2.7B

$2.1B

24.3%

$1.2B

30.2%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

ALTIUM WEALTH MANAGEMENT

Jun 1, 2022

May 15, 2022

PURCHASE, NY

Firm absorbed

RIA to new firm

95.5%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

PARK AVENUE SECURITIES LLC

Jan 23, 2017

May 10, 2017

JERICHO, NY

Team lift out

Other

0.3%