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Advisor at MML INVESTORS SERVICES, LLC
Glen Allen, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Sep 24, 2025 | n/a | yes | Glen Allen, VA | Current employment |
| ADVICE AND PLANNING SERVICES | Bd affiliated wealth | Feb 20, 2019 | Apr 25, 2025 | no | RICHMOND, VA|Midlothian, VA | Previous registration |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Former SEC adviser | Aug 28, 2015 | Feb 6, 2019 | no | GLEN ALLEN, VA | Previous registration |
| TD AMERITRADE, INC. | Former SEC adviser | Aug 27, 2015 | Feb 6, 2019 | no | GLEN ALLEN, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ADVICE AND PLANNING SERVICES | MML INVESTORS SERVICES, LLC | Apr 25, 2025 | Sep 24, 2025 | 152 | Firm change | Ibd to ibd |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | ADVICE AND PLANNING SERVICES | Feb 6, 2019 | Feb 20, 2019 | 14 | Firm change | RIA to ibd |
| TD AMERITRADE, INC. | TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Feb 6, 2019 | Aug 28, 2015 | -1,258 | Channel change | Other |