DFX Intelligence

F•••• E•••••• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor44 years in industry

F•••• E•••••• C•••••

Advisor at G•••• C•••••• I••••••••• G••••• L••

TAMPA, FL | MONTREAT, NC

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Search this name across graphsid dfx:ria:6663c6d9-196d-63cd-38a0-0a75403f3d0b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 1, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•••• C•••••• I••••••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 1982earliest registration or exam on IAPD
Years in industry: 44derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G•••• C•••••• I••••••••• G••••• L••	Independent wealth	Jan 21, 2015	n/a	yes	MONTREAT, NC\|TAMPA, FL	Current employment
G•••• C•••••• I••••••••• G••••• L••	Independent wealth	Sep 5, 2014	Dec 17, 2014	no	TAMPA, FL\|TAMPA, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	G•••• C•••••• I••••••••• G••••• L••	Feb 4, 2015	Sep 5, 2014	-152	Firm change after gap	Wirehouse to new firm
W•••• F•••• A•••••••	W•••• F•••• A•••••••	Feb 10, 2006	Feb 13, 2006

Team moves

••• Locked

Team	Left	Joined	From	Kind
11025:172537:FL:2015-02-04	Feb 4, 2015	Sep 5, 2014	TAMPA, FL	Firm change after gap

Relationships

Registered with (3)

→ G•••• C•••••• I••••••••• G••••• L••Registered adviserregistration: previous registration
Sep 5, 2014 to Dec 17, 2014factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Feb 13, 2006 to Feb 4, 2015factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Oct 1, 1999 to Feb 10, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6663c6d9-196d-63cd-38a0-0a75403f3d0b
First observed: Oct 1, 1999
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.