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Advisor at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
MINNETONKA, MN | PLYMOUTH, MN | HUTCHINSON, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Bd affiliated wealth | May 1, 2023 | n/a | yes | MINNETONKA, MN|PLYMOUTH, MN|HUTCHINSON, MN | Current employment |
| NEW ERA FINANCIAL ADVISORS, INC. | Former SEC adviser | Oct 1, 2021 | May 31, 2023 | no | WAYZATA, MN | Previous registration |
| PRUCO SECURITIES, LLC | No RAUM reported | Apr 21, 2021 | Oct 8, 2021 | no | ST. LOUIS PARK, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NEW ERA FINANCIAL ADVISORS, INC. | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | May 31, 2023 | May 1, 2023 | -30 | Firm change | RIA to RIA |
| PRUCO SECURITIES, LLC | NEW ERA FINANCIAL ADVISORS, INC. | Oct 8, 2021 | Oct 1, 2021 | -7 | Firm change | Ibd to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 110603:116407:MN:2023-05-31 | May 31, 2023 | May 1, 2023 | WAYZATA, MN | Firm change |