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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

NEW ERA FINANCIAL ADVISORS, INC.

NEW ERA FINANCIAL ADVISORS, INC, CRD 110603

WAYZATA, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ff63ec2d-4a7b-5902-d9b2-1b238bc9600f

Data as of Mar 9, 2023 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 9
On other graphs: 0
Observed: Mar 26, 2012 to Mar 9, 2023
21 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $964MItem 5.F on the latest filing (2023-03-09); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $964M
Private client RAUM: $955MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 11
Advisory employees: 11
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 2,762
Individual clients: 1,436
High net worth clients: 1,308
Custody, client assets: $351M
SEC number: 801-26809
CRD: 110603
Filings on the tape: 21
First filed: Mar 26, 2012
Latest filed: Mar 9, 2023
Organised: Corporation, Minnesota

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
KETCHER, SHAD, RAY	Principal	C	yes	04/2020	Apr 29, 2020	Mar 9, 2023
LINDAMAN, GRANT, F	President	C	yes	05/1986	Mar 26, 2012	Mar 9, 2023
NEW ERA FINANCIAL HOLDINGS, LLC	HOLDING COMPANY	E	yes	04/2020	Apr 29, 2020	Mar 9, 2023
WARNER, DONALD, ALAN	CEO, CHIEF COMPLIANCE COMPLIANCE OFFICER	C	yes	05/1986	Mar 26, 2012	Mar 9, 2023
WARNER, DONALD, ALAN	CEO, CHIEF COMPLIANCE OFFICER	Na	yes	05/1986	Mar 26, 2012	Mar 9, 2023

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
NEW ERA FINANCIAL GROUP, INC.	n/a	n/a	n/a	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Hutchinson	Mn	United States	2	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023	Mar 9, 2023	$964M	$964M	11	11	1	n/a	n/a
2022	May 2, 2022	$1.0B	$1.0B	11	11	1	n/a	n/a
2021	Apr 28, 2021	$851M	$851M	10	10	1	n/a	n/a
2020	Apr 29, 2020	$733M	$733M	10	10	1	n/a	n/a
2019	Apr 24, 2019	$615M	$615M	10	10	1	n/a	n/a
2018	Apr 27, 2018	$622M	$622M	10	10	1	n/a	n/a
2017	Apr 27, 2017	$514M	$514M	10	8	n/a	n/a	n/a
2016	Apr 8, 2016	$431M	$431M	10	8	n/a	n/a	n/a
2015	Apr 14, 2015	$452M	$452M	10	9	n/a	n/a	n/a
2014	Apr 3, 2014	$393M	$393M	9	7	n/a	n/a	n/a
2013	Mar 25, 2013	$358M	$358M	9	9	n/a	n/a	n/a
2012	Mar 26, 2012	$291M	$291M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$964M	$1.0B	-5.8%	$733M	9.6%	11	11	1	1

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	5	May 31, 2023	May 17, 2023	WAYZATA, MN	Firm absorbed	RIA to RIA	71.4%

Relationships

Controls (4)

← LINDAMAN, GRANT, FOwnerPRESIDENT, ownership code C, individual
Mar 26, 2012 to presentfactForm ADV
← KETCHER, SHAD, RAYOwnerPRINCIPAL, ownership code C, individual
Apr 29, 2020 to presentfactForm ADV
← WARNER, DONALD, ALANOwnerCEO, CHIEF COMPLIANCE COMPLIANCE OFFICER, ownership code C, individual
Mar 26, 2012 to presentfactForm ADV
← NEW ERA FINANCIAL HOLDINGS, LLCOwnerHOLDING COMPANY, ownership code E, domestic entity
Apr 29, 2020 to presentfactForm ADV

Registered with (7)

← GRANT F LINDAMANAdvisorregistration: previous registration
Jan 31, 2013 to May 31, 2023factForm ADV
← CRAIG CHRISTOPHER MEUERAdvisorregistration: previous registration
Jan 22, 2014 to May 31, 2023factForm ADV
← EUGENE THOMAS LARKINAdvisorregistration: previous registration
Jan 22, 2014 to May 31, 2023factForm ADV
← BENJAMIN M JOHNSONAdvisorregistration: previous registration
Jan 22, 2014 to May 31, 2023factForm ADV
← Shad KetcherAdvisorregistration: previous registration
Jan 22, 2014 to May 31, 2023factForm ADV
← KAREN ELIZABETH ROEHRICHAdvisorregistration: previous registration
Jan 22, 2014 to May 31, 2023factForm ADV
← Adam ElliottAdvisorregistration: previous registration
Oct 1, 2021 to May 31, 2023factForm ADV

Moved with (1)

→ WEALTH ENHANCEMENT ADVISORY SERVICES, LLCRegistered adviser5 advisors, firm absorbed, same day
May 31, 2023 to May 17, 2023factForm ADV

Dated events

Occurred
May 31, 2023
Firm absorbed
New Era Financial Advisors, Inc.'s advisors moved to Wealth Enhancement Advisory Services, LLC (Wayzata, MN): 5 of 7 registered, on the same day
Form ADVobserved 3 days ago
5 advisors
Occurred
May 31, 2023
Advisor changed firm
Adam Elliott left New Era Financial Advisors, Inc. for Wealth Enhancement Advisory Services, Llc (registered 2023-05-01)
Form ADVobserved 4 days ago
Occurred
May 31, 2023
Advisor changed firm
Craig Christopher Meuer left New Era Financial Advisors, Inc. for Wealth Enhancement Advisory Services, Llc (registered 2023-05-17)
Form ADVobserved 4 days ago
Occurred
May 31, 2023
Advisor changed firm
Eugene Thomas Larkin left New Era Financial Advisors, Inc. for Wealth Enhancement Advisory Services, Llc (registered 2023-05-17)
Form ADVobserved 4 days ago
Occurred
May 31, 2023
Advisor changed firm
Grant F Lindaman left New Era Financial Advisors, Inc. for Wealth Enhancement Advisory Services, Llc (registered 2023-05-04)
Form ADVobserved 4 days ago
Occurred
May 31, 2023
Advisor changed firm
Karen Elizabeth Roehrich left New Era Financial Advisors, Inc. for Wealth Enhancement Advisory Services, Llc (registered 2023-05-01)
Form ADVobserved 4 days ago
Occurred
May 31, 2023
Advisor changed firm
Benjamin M Johnson left New Era Financial Advisors, Inc. for Tradition Wealth Management Llc (registered 2023-03-15)
Form ADVobserved 4 days ago
Occurred
May 31, 2023
Advisor changed firm
Shad Ketcher left New Era Financial Advisors, Inc. for J. W. Cole Advisors, Inc. (registered 2014-01-30)
Form ADVobserved 4 days ago
Occurred
Apr 29, 2020
Control person joined
Ray Shad Ketcher (Principal) appeared on Schedule A of New Era Financial Advisors, Inc.
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ff63ec2d-4a7b-5902-d9b2-1b238bc9600f
First observed: Mar 26, 2012
Last observed: Mar 9, 2023 43 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

NEW ERA FINANCIAL ADVISORS, INC.

NEW ERA FINANCIAL ADVISORS, INC, CRD 110603

WAYZATA, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ff63ec2d-4a7b-5902-d9b2-1b238bc9600f

Data as of Mar 9, 2023 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:41 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

KETCHER, SHAD, RAY

Principal

yes

04/2020

Apr 29, 2020

Mar 9, 2023

LINDAMAN, GRANT, F

President

yes

05/1986

Mar 26, 2012

Mar 9, 2023

NEW ERA FINANCIAL HOLDINGS, LLC

HOLDING COMPANY

yes

04/2020

Apr 29, 2020

Mar 9, 2023

WARNER, DONALD, ALAN

CEO, CHIEF COMPLIANCE COMPLIANCE OFFICER

yes

05/1986

Mar 26, 2012

Mar 9, 2023

WARNER, DONALD, ALAN

CEO, CHIEF COMPLIANCE OFFICER

yes

05/1986

Mar 26, 2012

Mar 9, 2023

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

NEW ERA FINANCIAL GROUP, INC.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Hutchinson

United States

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2023

Mar 9, 2023

$964M

n/a

2022

May 2, 2022

$1.0B

n/a

2021

Apr 28, 2021

$851M

n/a

2020

Apr 29, 2020

$733M

n/a

2019

Apr 24, 2019

$615M

n/a

2018

Apr 27, 2018

$622M

n/a

2017

Apr 27, 2017

$514M

n/a

2016

Apr 8, 2016

$431M

n/a

2015

Apr 14, 2015

$452M

n/a

2014

Apr 3, 2014

$393M

n/a

2013

Mar 25, 2013

$358M

n/a

2012

Mar 26, 2012

$291M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2023

$964M

$1.0B

-5.8%

$733M

9.6%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

May 31, 2023

May 17, 2023

WAYZATA, MN

Firm absorbed

RIA to RIA

71.4%