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RIA / WealthAdvisordual registered (broker-dealer)39 years in industry

MICHAEL MAHER

Advisor at B. RILEY WEALTH ADVISORS, INC.

Quakertown, PA

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Search this name across graphsid dfx:ria:66705e55-0a28-d38a-a7d1-b4eade7c99b8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 5, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B. RILEY WEALTH ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 26, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Feb 26, 1987
First registration: Jan 5, 2006
Dual registered: yes, broker-dealer
Other names: MICHAEL S MAHER|MICHAEL Sean MAHER|MICHAEL MAHER
IAPD individual key: 1626838

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
B. RILEY WEALTH ADVISORS, INC.	Bd affiliated wealth	Aug 10, 2022	n/a	yes	Quakertown, PA	Current employment
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Apr 15, 2016	Mar 2, 2022	no	Center Valley, PA	Previous registration
STIFEL, NICOLAUS & COMPANY, INCORPORATED	National bd RIA	Sep 25, 2009	Apr 22, 2016	no	CENTER VALLEY, PA\|BETHLEHEM, PA	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Jan 5, 2006	Sep 25, 2009	no	BETHLEHEM, PA\|BETHLEHEM, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERIPRISE FINANCIAL SERVICES, LLC	B. RILEY WEALTH ADVISORS, INC.	Mar 2, 2022	Aug 10, 2022	161	Firm change	Ibd to ibd
STIFEL, NICOLAUS & COMPANY, INCORPORATED	AMERIPRISE FINANCIAL SERVICES, LLC	Apr 22, 2016	Apr 15, 2016	-7	Firm change	Ibd to ibd
UBS FINANCIAL SERVICES INC.	STIFEL, NICOLAUS & COMPANY, INCORPORATED	Sep 25, 2009	Sep 25, 2009	0	Bulk transfer	Wirehouse to ibd

Relationships

Registered with (4)

→ B. RILEY WEALTH ADVISORS, INC.Registered adviserregistration: current employment
Aug 10, 2022 to presentfactForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Apr 15, 2016 to Mar 2, 2022factForm ADV
→ STIFEL, NICOLAUS & COMPANY, INCORPORATEDRegistered adviserregistration: previous registration
Sep 25, 2009 to Apr 22, 2016factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jan 5, 2006 to Sep 25, 2009factForm ADV

Dated events

Occurred
Mar 2, 2022
Advisor changed firm
Michael Maher left Ameriprise Financial Services, Llc for B. Riley Wealth Advisors, Inc. (registered 2022-08-10)
Form ADVobserved 5 days ago