DFX Intelligence

P•••••• J• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor20 years in industry

P•••••• J• M••••••

Advisor at G••••• R••••••••• P••••••• L••

Oswego, NY | SAN RAFAEL, CA

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Search this name across graphsid dfx:ria:6676e1a4-1aba-d535-8565-aa1038a0e621

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Aug 8, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••••• R••••••••• P••••••• L••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: May 18, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G••••• R••••••••• P••••••• L••	Institutional manager	Feb 15, 2024	n/a	yes	SAN RAFAEL, CA\|Oswego, NY	Current employment
I••••• R••••••••• G••••	Mixed wealth	Feb 6, 2014	Aug 10, 2017	no	MIAMI, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••• R••••••••• G••••	G••••• R••••••••• P••••••• L••	Aug 10, 2017	Feb 15, 2024	2,380	Firm change after gap	Other
L•• F•••••••• L••	I••••• R••••••••• G••••	Apr 30, 2015	Feb 6, 2014

Relationships

Registered with (6)

→ G••••• R••••••••• P••••••• L••Registered adviserregistration: current employment
Feb 15, 2024 to presentfactForm ADV
→ I••••• R••••••••• G••••Registered adviserregistration: previous registration
Feb 6, 2014 to Aug 10, 2017factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Feb 28, 2012 to Apr 30, 2015factForm ADV
→ N•• A•••••••• I•••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6676e1a4-1aba-d535-8565-aa1038a0e621
First observed: Aug 8, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.