DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

P•••••• J• M••••••

G••••• R••••••••• P••••••• L••institutionalOswego, Ny IA-onlyIAPD 5124119

Feed of 09/14/2026

Also filed as P•••••• J. M••••••

At current firm

2 y

since Feb 15, 2024

In the industry

20 y

since May 18, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

G••••• R••••••••• P••••••• L•• institutional current
since Feb 15, 2024 · San Rafael, Ca
I••••• R••••••••• G•••• mixed wealth
Feb 6, 2014 to Aug 10, 2017 · Miami, Fl
L•• F•••••••• L•• BD affiliated
Feb 28, 2012 to Apr 30, 2015 · Fort Mill, Sc
N•• A•••••••• I••• unclassified
Jan 4, 2008 to Sep 1, 2010 · Capistrano Beach, Ca
N•• F••••••••• I••• unclassified
Jan 17, 2007 to Jan 2, 2008 · Bryan, Oh
N•• A•••••••• I••• unclassified
Sep 20, 2006 to Jan 16, 2007 · Bryan, Oh
S••••••• I••••••••• M••••••••• L•• unclassified
Aug 8, 2006 to Apr 2, 2007 · San Diego, Ca

Moves

a registration end followed by a registration begin elsewhere

I••••• R••••••••• G•••• to G••••• R••••••••• P••••••• L••
left Aug 10, 2017, registered Feb 15, 2024 (2380 days) · Other
L•• F•••••••• L•• to I••••• R••••••••• G••••
left Apr 30, 2015, registered Feb 6, 2014 (-448 days) · Other
N•• A•••••••• I••• to L•• F•••••••• L••
left Sep 1, 2010, registered Feb 28, 2012 (545 days) · Other
N•• F••••••••• I••• to N•• A•••••••• I•••
left Jan 2, 2008, registered Jan 4, 2008 (2 days) · Other
S••••••• I••••••••• M••••••••• L•• to N•• A•••••••• I•••
left Apr 2, 2007, registered Sep 20, 2006 (-194 days) · Other
N•• A•••••••• I••• to N•• F••••••••• I•••
left Jan 16, 2007, registered Jan 17, 2007 (1 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Institutional managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address