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Advisor at TOUCAN FINANCIAL, INC.
CHARLOTTE, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TOUCAN FINANCIAL, INC. | State registered | Aug 22, 2022 | n/a | yes | CHARLOTTE, NC | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jun 8, 2021 | Aug 18, 2022 | no | NEW YORK, NY|CHARLOTTE, NC | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Mar 2, 2021 | Jun 9, 2021 | no | New York, NY|new york, NY|New York, NY|New York, NY|New York, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | TOUCAN FINANCIAL, INC. | Aug 18, 2022 | Aug 22, 2022 | 4 | Firm change | Wirehouse to state RIA |
| J.P. MORGAN SECURITIES LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Jun 9, 2021 | Jun 8, 2021 | -1 | Firm change | Wirehouse to wirehouse |