DFX Intelligence

L••••• M•••• P••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner40 years in industry

L••••• M•••• P••••••••

Advisor at V••••• W••••• M•••••••• I•••

PARAMUS, NJ

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Search this name across graphsid dfx:ria:667b503d-2952-067b-a529-42dd9e5e0b9a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: May 22, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V••••• W••••• M•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 24, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V••••• W••••• M•••••••• I•••	Independent wealth	Aug 29, 2023	n/a	yes	PARAMUS, NJ	Current employment
N•• C•••••• A•••• M••••••••• I•••	Former SEC adviser	May 22, 2012	Apr 7, 2016	no	WAYNE, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N•• C•••••• A•••• M••••••••• I•••	V••••• W••••• M•••••••• I•••	Apr 7, 2016	Aug 29, 2023	2,700	Firm change after gap	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
108863:108879:NJ:2016-04-07	Apr 7, 2016	Aug 29, 2023	WAYNE, NJ	Firm change after gap

Relationships

Registered with (2)

→ V••••• W••••• M•••••••• I•••Registered adviserregistration: current employment
Aug 29, 2023 to presentfactForm ADV
→ N•• C•••••• A•••• M••••••••• I•••Registered adviserregistration: previous registration
May 22, 2012 to Apr 7, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:667b503d-2952-067b-a529-42dd9e5e0b9a
First observed: May 22, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.