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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

Abraham Alvin Martinez Flores

Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Mesa, AZ

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Search this name across graphsid dfx:ria:66811c2b-da0c-f548-791f-bbd0dcdc78ff

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Dec 1, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: May 11, 2019
First registration: Dec 1, 2020
Dual registered: yes, broker-dealer
Other names: ABRAHAM MARTINEZFLORES
IAPD individual key: 7066471

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Jan 18, 2024	n/a	yes	Mesa, AZ	Current employment
MORGAN STANLEY	Wirehouse	Sep 5, 2023	Jan 23, 2024	no	Gilbert, AZ	Previous registration
E*TRADE CAPITAL MANAGEMENT, LLC	Former SEC adviser	Apr 29, 2022	Sep 5, 2023	no	ARLINGTON, VA\|Gilbert, AZ	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Dec 1, 2020	Apr 18, 2022	no	NEW YORK, NY\|GILBERT, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Jan 23, 2024	Jan 18, 2024	-5	Firm change	Wirehouse to ibd
E*TRADE CAPITAL MANAGEMENT, LLC	MORGAN STANLEY	Sep 5, 2023	Sep 5, 2023	0	Bulk transfer	RIA to wirehouse
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	E*TRADE CAPITAL MANAGEMENT, LLC	Apr 18, 2022	Apr 29, 2022	11	Firm change	Wirehouse to RIA

Relationships

Registered with (4)

→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: current employment
Jan 18, 2024 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Sep 5, 2023 to Jan 23, 2024factForm ADV
→ E*TRADE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Apr 29, 2022 to Sep 5, 2023factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Dec 1, 2020 to Apr 18, 2022factForm ADV

Dated events

Occurred
Jan 23, 2024
Advisor changed firm
Abraham Alvin Martinez Flores left Morgan Stanley for Raymond James Financial Services Advisors, Inc (registered 2024-01-18)
Form ADVobserved 4 days ago
Occurred
Apr 18, 2022
Advisor changed firm
Abraham Alvin Martinez Flores left Merrill Lynch, Pierce, Fenner & Smith Incorporated for E*Trade Capital Management, Llc (registered 2022-04-29)
Form ADVobserved 4 days ago