DFX Intelligence

M•••••• J•••••• A••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

M•••••• J•••••• A••••••

Advisor at U•• A•••••••

HOUSTON, TX | GLASTONBURY, CT

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Search this name across graphsid dfx:ria:6691f4bb-fc2f-d4ea-0cf3-2f25f02932b8

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jan 20, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U•• A•••••••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U•• A•••••••	Institutional manager	Dec 12, 2023	n/a	yes	GLASTONBURY, CT\|HOUSTON, TX	Current employment
C••••••• P•••••••	Independent wealth	Dec 17, 2021	Jun 30, 2023	no	Houston, TX\|Houston, TX\|OVERLAND PARK, KS

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• P•••••••	U•• A•••••••	Jun 30, 2023	Dec 12, 2023	165	Firm change	Other
L•••••• I••••••••• A•••••••• L••	C••••••• P•••••••	Apr 11, 2022	Dec 17, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
144133:105348:KS:2022-04-11	Apr 11, 2022	Dec 17, 2021	OVERLAND PARK, KS	Firm change after gap

Relationships

Registered with (5)

→ U•• A•••••••Registered adviserregistration: current employment
Dec 12, 2023 to presentfactForm ADV
→ C••••••• P•••••••Registered adviserregistration: previous registration
Dec 17, 2021 to Jun 30, 2023factForm ADV
→ L•••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Nov 15, 2018 to Apr 11, 2022factForm ADV
→ R••••••••• A•• W••••• A• A••••••• L••

Dated events

Occurred
Jun 30, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Apr 11, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6691f4bb-fc2f-d4ea-0cf3-2f25f02932b8
First observed: Jan 20, 2015
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.