DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• J•••••• A••••••

U•• A•••••••institutionalHouston, Tx dual registrantIAPD 5779655

Feed of 09/15/2026

At current firm

2 y

since Dec 12, 2023

In the industry

13 y

since Jan 1, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

U•• A••••••• institutional current
since Dec 12, 2023 · Glastonbury, Ct
C••••••• P••••••• independent RIA
Dec 17, 2021 to Jun 30, 2023 · Houston, Tx
L•••••• I••••••••• A•••••••• L•• no RAUM
Nov 15, 2018 to Apr 11, 2022 · Houston, Tx
R••••••••• A•• W••••• A• A••••••• L•• institutional
Feb 17, 2015 to Oct 29, 2018 · Wayne, Pa
L•• F•••••••• L•• BD affiliated
Jan 20, 2015 to Jul 7, 2015 · Houston, Tx

Moves

a registration end followed by a registration begin elsewhere

C••••••• P••••••• to U•• A•••••••
left Jun 30, 2023, registered Dec 12, 2023 (165 days) · Other
L•••••• I••••••••• A•••••••• L•• to C••••••• P•••••••
left Apr 11, 2022, registered Dec 17, 2021 (-115 days) · Other · moved with a team
R••••••••• A•• W••••• A• A••••••• L•• to L•••••• I••••••••• A•••••••• L••
left Oct 29, 2018, registered Nov 15, 2018 (17 days) · Other
L•• F•••••••• L•• to R••••••••• A•• W••••• A• A••••••• L••
left Jul 7, 2015, registered Feb 17, 2015 (-140 days) · Other

Signals

M•••••• J•••••• A•••••• left C••••••• P••••••• for U•• A••••••• (registered 2023-12-12)
Jun 30, 2023 · Advisor changed firm · fact
M•••••• J•••••• A•••••• left L•••••• I••••••••• A•••••••• L•• for C••••••• P••••••• (registered 2021-12-17)
Apr 11, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Institutional managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address