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R••••• B•••• K•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor31 years in industry

R••••• B•••• K•••••

Advisor at P••••••• I••••••••• A•••••••

TULSA, OK

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:669c99ad-b048-38bd-c116-d4bf73d90274

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 12, 1996 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••• I••••••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 17, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
N••••• A••••••• F••• A••••••• L••	Other adviser	May 17, 2019	n/a	yes	TULSA, OK	Current employment
P••••••• I••••••••• A•••••••	Independent wealth	May 16, 2019	n/a	yes	TULSA, OK

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••• I••••••••• A•••••••	N••••• A••••••• F••• A••••••• L••	Dec 31, 2018	Aug 16, 1996	-8,172	Firm change after gap	Other
N••••• A••••••• F••• A••••••• L••	P••••••• I••••••••• A•••••••	Dec 31, 2018

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
108086:108149:OK:2018-12-31	Dec 31, 2018	Aug 16, 1996	TULSA, OK	Firm change after gap
108149:108086:OK:2018-12-31	Dec 31, 2018	May 16, 2019	TULSA, OK	Firm change

Relationships

Registered with (2)

→ N••••• A••••••• F••• A••••••• L••Registered adviserregistration: previous registration
Aug 16, 1996 to Dec 31, 2018factForm ADV
→ P••••••• I••••••••• A•••••••Registered adviserregistration: previous registration
Mar 12, 1996 to Dec 31, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:669c99ad-b048-38bd-c116-d4bf73d90274
First observed: Mar 12, 1996
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.