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N••••• A••••••• F••• A••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserother adviserSEC registeredRAUM under $100M

N••••• A••••••• F••• A••••••• L••

CRD 108149

TULSA, OK

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:72e192e2-cda9-ce1d-c5f7-b0ea607e8ef3

Data as of Apr 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 24
Dated events: 2
On other graphs: 0
Observed: Mar 6, 2012 to Apr 30, 2026
28 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $38.9MItem 5.F on the latest filing (2026-04-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $38.9M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
K•••••• J•••• B••••••	Partner	A	yes	06/2005	Mar 6, 2012	Sep 17, 2024
K•••••• R•••••• B••••	CHIEF INVESTMENT OFFICER	B	yes	11/1996	Mar 6, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
P••••••• H•••••••• L••	n/a	Independent wealth	$508M	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$38.9M	$36.7M	5.9%	$33.1M	5.5%	6	7	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
P••••••• I••••••••• A•••••••	3	Dec 31, 2018	Jan 1, 2025	TULSA, OK	Firm absorbed	Other	100.0%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
P••••••• I••••••••• A•••••••	3	Dec 31, 2018	May 17, 2019	TULSA, OK	Firm absorbed	Other	75.0%

Relationships

Affiliated with (3)

→ P••••••• I••••••••• A•••••••Registered adviserother investment adviser, common control
factForm ADV
← OAK CREEK PRIVATE WEALTH MANAGEMENT LLCRegistered adviserother investment adviser, common control
factForm ADV
← P••••••• I••••••••• A•••••••Registered adviserother investment adviser, control, common control
factForm ADV

Registered with (5)

← D•••• M••••• P•••••

Dated events

Occurred
Mar 8, 2021
Regulatory AUM changed
N••••• A••••••• F••• A••••••• L•• reported RAUM $17.4M, down 86% from $127.4M (2020-06-16 to 2021-03-08)
Form ADVobserved 7 days ago
$-110M
Occurred
Mar 8, 2021
Control person left
Wray Brent Wright (Partner) no longer on Schedule A of N••••• A••••••• F••• A••••••• L•• (listed 2020-06-16, absent 2021-03-08)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:72e192e2-cda9-ce1d-c5f7-b0ea607e8ef3
First observed: Mar 6, 2012
Last observed: Apr 30, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

2025	Apr 30, 2026	$38.9M	$38.9M	6	5	0	n/a	n/a
2024	Mar 7, 2025	$36.7M	$36.7M	7	5	0	n/a	n/a
2023	Mar 7, 2024	$34.9M	$34.9M	8	5	0	n/a	n/a
2022	Feb 22, 2023	$33.1M	$33.1M	8	5	0	n/a	n/a
2021	Mar 17, 2022	$53.0M	$53.0M	8	5	0	n/a	n/a
2020	Mar 8, 2021	$17.4M	$17.4M	9	7	0	n/a	n/a
2019	Mar 16, 2020	$127M	$127M	11	7	0	n/a	n/a
2018	Mar 20, 2019	$149M	$149M	11	7	0	n/a	n/a
2017	Mar 19, 2018	$196M	$192M	11	8	0	n/a	n/a
2016	Feb 14, 2017	$239M	$238M	12	8	n/a	n/a	n/a
2015	Feb 18, 2016	$223M	$222M	13	8	n/a	n/a	n/a
2014	Mar 16, 2015	$223M	$222M	13	8	n/a	n/a	n/a
2013	Feb 14, 2014	$223M	$222M	13	8	n/a	n/a	n/a
2012	Feb 15, 2013	$155M	$154M	13	8	n/a	n/a	n/a
2011	Mar 6, 2012	$157M	$156M	n/a	n/a	n/a	n/a	n/a