DFX Intelligence

J••••• L•• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)10 years in industry

J••••• L•• C••••••

Advisor at R•••••• J•••• F•••••••• S••••••• A•••••••• I••

Morristown, NJ

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Apr 18, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Aug 11, 2025	n/a	yes	Morristown, NJ	Current employment
M• H••••••• S••••••••• I•••	Bd affiliated wealth	Jun 27, 2023	Aug 11, 2025	no	PORTLAND, OR\|Morristown, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M• H••••••• S••••••••• I•••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Aug 11, 2025	Aug 11, 2025	0	Firm change	Ibd to ibd
M••••• W••••• M••••••••• I•••	M• H••••••• S••••••••• I•••	Dec 10, 2019	Jun 27, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
43285:149018:NJ:2025-08-08	Aug 11, 2025	Aug 11, 2025	MORRISTOWN, NJ	Firm change

Relationships

Registered with (3)

→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: current employment
Aug 11, 2025 to presentfactForm ADV
→ M• H••••••• S••••••••• I•••Registered adviserregistration: previous registration
Jun 27, 2023 to Aug 11, 2025factForm ADV
→ M••••• W••••• M••••••••• I•••Registered adviserregistration: previous registration
Apr 18, 2017 to Dec 10, 2019factForm ADV

Dated events

Order

Occurred
11 Aug 2025
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Apr 18, 2017
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.