RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• L•• C••••••
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Aug 11, 2025 · Morristown, Nj
- M• H••••••• S••••••••• I••• BD affiliatedJun 27, 2023 to Aug 11, 2025 · Portland, Or
- M••••• W••••• M••••••••• I••• independent RIAApr 18, 2017 to Dec 10, 2019 · Ridgewood, Nj
- M• H••••••• S••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Aug 11, 2025, registered Aug 11, 2025 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
- M••••• W••••• M••••••••• I••• to M• H••••••• S••••••••• I•••left Dec 10, 2019, registered Jun 27, 2023 (1295 days) · RIA to affiliated broker-dealer or bank
- J••••• L•• C•••••• left M• H••••••• S••••••••• I••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2025-08-11)Aug 11, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address