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C••• W•••••• L•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner13 years in industry

C••• W•••••• L•••••

Advisor at L••• S••••••• P•••••••

TUCSON, AZ

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Search this name across graphsid dfx:ria:66acc589-6305-96b4-cb0c-90d95a0f47ce

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jul 25, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L••• S••••••• P•••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jan 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L••• S••••••• P•••••••	State registered	Sep 3, 2024	n/a	yes	TUCSON, AZ	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Jun 16, 2023	Feb 21, 2024	no	TUCSON, AZ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	L••• S••••••• P•••••••	Feb 21, 2024	Sep 3, 2024	195	Firm change	Ibd to state RIA
L••• S••••••• P•••••••	L•• F•••••••• L••	Mar 9, 2022	Jun 16, 2023

Relationships

Registered with (5)

→ L••• S••••••• P•••••••Registered adviserregistration: current employment
Sep 3, 2024 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jun 16, 2023 to Feb 21, 2024factForm ADV
→ L••• S••••••• P•••••••Registered adviserregistration: previous registration
Jun 23, 2020 to Mar 9, 2022factForm ADV
→ T•• W••••• A•••••••• I•••Registered adviser

Dated events

Occurred
Feb 21, 2024
Advisor changed firm
C••• W•••••• L••••• left L•• F•••••••• L•• for L••• S••••••• P••••••• (registered 2024-09-03)
Form ADVobserved 7 days ago
Occurred
Mar 9, 2022
Advisor changed firm
C••• W•••••• L••••• left L••• S••••••• P••••••• for L•• F•••••••• L•• (registered 2023-06-16)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:66acc589-6305-96b4-cb0c-90d95a0f47ce
First observed: Jul 25, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.