DFX Intelligence

M••••••• K•••••••• B•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

M••••••• K•••••••• B•••••••••

Advisor at S••••••• C•••••• M••••••••• L••

Savannah, GA | MIAMI, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:66ad7f9d-350f-c0e8-a83e-7656801c04f0

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 6, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••• C•••••• M••••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Nov 2, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••• C•••••• M••••••••• L••	Mixed wealth	Dec 5, 2023	n/a	yes	Savannah, GA\|MIAMI, FL	Current employment
C•••••• I••••••••• A••••••• S•••••••• L••	Bd affiliated wealth	Nov 21, 2016	Nov 2, 2023	no	SAVANNAH, GA\|RALEIGH, NC\|SAVANNAH, GA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• I••••••••• A••••••• S•••••••• L••	S••••••• C•••••• M••••••••• L••	Nov 2, 2023	Dec 5, 2023	33	Firm change	Other
I•••••••• C•••••• A•••••••	C•••••• I••••••••• A••••••• S•••••••• L••	Sep 14, 2016	Nov 21, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
149124:321742:GA:2023-11-02	Nov 2, 2023	Dec 5, 2023	SAVANNAH, GA	Firm change
30613:149124:MA:2016-09-14	Sep 14, 2016	Nov 21, 2016	LYNNFIELD, MA	Firm change

Relationships

Registered with (4)

→ S••••••• C•••••• M••••••••• L••Registered adviserregistration: current employment
Dec 5, 2023 to presentfactForm ADV
→ C•••••• I••••••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Nov 21, 2016 to Nov 2, 2023factForm ADV
→ I•••••••• C•••••• A•••••••Registered adviserregistration: previous registration
Feb 7, 2008 to Sep 14, 2016factForm ADV
→ W••••••• F•••••••• S•••••••• I•••

Dated events

Occurred
Nov 2, 2023
Advisor changed firm
M••••••• K•••••••• B••••••••• left C•••••• I••••••••• A••••••• S•••••••• L•• for S••••••• C•••••• M••••••••• L•• (registered 2023-12-05)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:66ad7f9d-350f-c0e8-a83e-7656801c04f0
First observed: Sep 6, 2007
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.