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A••••• R•••••• W•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

A••••• R•••••• W•••••••

Advisor at B•••••••• I••••••••• M••••••••• L••

PRINCETON, NJ | Boston, MA

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Search this name across graphsid dfx:ria:66af0991-efca-5d25-faa8-41feee3d662e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Aug 13, 2024 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•••••••• I••••••••• M••••••••• L••
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
B•••••••• I••••••••• M••••••••• L••	Asset manager	Sep 2, 2026	n/a	yes	Boston, MA\|PRINCETON, NJ	Current employment
V•••••• C•••••• M••••••••• I•••	Asset manager	Sep 17, 2025	Aug 17, 2026	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
V•••••• C•••••• M••••••••• I•••	B•••••••• I••••••••• M••••••••• L••	Aug 17, 2026	Sep 2, 2026	16	Firm change	Other
A••••• A•••• M••••••••• U•• I•••	V•••••• C•••••• M••••••••• I•••	Apr 25, 2025

Relationships

Registered with (3)

→ B•••••••• I••••••••• M••••••••• L••Registered adviserregistration: current employment
Sep 2, 2026 to presentfactForm ADV
→ V•••••• C•••••• M••••••••• I•••Registered adviserregistration: previous registration
Sep 17, 2025 to Aug 17, 2026factForm ADV
→ A••••• A•••• M••••••••• U•• I•••Registered adviserregistration: previous registration
Aug 13, 2024 to Apr 25, 2025factForm ADV

Dated events

Occurred
Aug 17, 2026
Advisor changed firm
A••••• R•••••• W••••••• left V•••••• C•••••• M••••••••• I••• for B•••••••• I••••••••• M••••••••• L•• (registered 2026-09-02)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:66af0991-efca-5d25-faa8-41feee3d662e
First observed: Aug 13, 2024
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.