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S•••••• J• F•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

S•••••• J• F•••

Advisor at M••••• S••••••

RESTON, VA

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Search this name across graphsid dfx:ria:66bebc00-d207-dfa5-58bc-d4218437d211

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 28, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 27, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Oct 27, 2021	n/a	yes	RESTON, VA	Current employment
C•••••• S••••• • C••• I•••	National bd RIA	May 29, 2013	Dec 6, 2019	no	Tysons Corner, VA\|Reston, VA\|Tysons Corner, VA\|Alexandria, VA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• S••••• • C••• I•••	M••••• S••••••	Dec 6, 2019	Oct 27, 2021	691	Firm change after gap	Ibd to wirehouse
W••• G•••• C•••••• A•••••••	C•••••• S••••• • C••• I•••	Oct 27, 2005

Relationships

Registered with (3)

→ M••••• S••••••Registered adviserregistration: current employment
Oct 27, 2021 to presentfactForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
May 29, 2013 to Dec 6, 2019factForm ADV
→ W••• G•••• C•••••• A•••••••Registered adviserregistration: previous registration
May 28, 2004 to Oct 27, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:66bebc00-d207-dfa5-58bc-d4218437d211
First observed: May 28, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.