DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

WOLF GROUP CAPITAL ADVISORS

RDL FINANCIAL, INC., CRD 111647

FAIRFAX, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:91683c19-16b1-a0f0-31f0-da29288aaf78

Data as of Apr 24, 2025 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 18
Dated events: 17
On other graphs: 0
Observed: Feb 3, 2012 to Apr 24, 2025
42 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $527MItem 5.F on the latest filing (2025-04-24); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $527M
Private client RAUM: $527MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 13
Advisory employees: 11
Offices: 13Schedule D 1.F, beyond the principal office
Accounts: 875
Individual clients: 241
High net worth clients: 128
Custody, client assets: $0
SEC number: 801-61501
CRD: 111647
Filings on the tape: 42
First filed: Feb 3, 2012
Latest filed: Apr 24, 2025
Organised: Corporation, VA

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
LEN, ROBERT, DAVID	MANAGING DIRECTOR	C	yes	09/1996	Feb 3, 2012	Sep 25, 2024
TURCH, APRIL, LYNN KRAUZ	CHIEF COMPLIANCE OFFICER	Na	yes	07/2019	Sep 27, 2019	Sep 25, 2024
VERRUGGIO, CHARLES, KENT	MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER AND SENIOR FINANCIAL ADVISOR	B	yes	07/2024	Sep 25, 2020	Sep 25, 2024
WOLF, LEONARD, SCOTT	VICE PRESIDENT	C	yes	09/1996	Feb 3, 2012	Sep 25, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ROBERT D. LEN	n/a	n/a	n/a	N	yes	n/a
ROBERT D. LEN	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Arlington	Va	United States	11	no
Pittsburgh	Pa	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 13 of 15

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Apr 24, 2025	$527M	$527M	13	11	13	n/a	n/a
2023	Sep 27, 2023	$446M	$446M	8	6	10	n/a	n/a
2022	Sep 22, 2022	$373M	$367M	8	7	2	n/a	n/a
2021	Sep 28, 2021	$409M	$400M	9	7	1	n/a	n/a
2020	Sep 25, 2020	$304M	$297M	8	6	1	n/a	n/a
2019	Sep 27, 2019	$286M	$279M	9	6	1	n/a	n/a
2018	Sep 27, 2018	$290M	$282M	8	3	1	n/a	n/a
2017	Sep 20, 2017	$278M	$269M	9	5	n/a	n/a	n/a
2016	Sep 15, 2016	$262M	$250M	7	3	n/a	n/a	n/a
2015	Sep 9, 2015	$294M	$285M	7	3	n/a	n/a	n/a
2014	Sep 12, 2014	$262M	$254M	8	6	n/a	n/a	n/a
2013	Aug 29, 2013	$214M	$200M	7	6	n/a	n/a	n/a
2012	Aug 29, 2012	$170M	$157M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$527M	$446M	18.1%	$409M	8.8%	13	8	13	10

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CW ADVISORS, LLC	5	May 2, 2025	May 1, 2025	FAIRFAX, VA	Firm absorbed	RIA to RIA	71.4%

Relationships

Registered with (13)

← ROBERT DAVID LENAdvisorregistration: previous registration
Apr 7, 1998 to May 2, 2025factForm ADV
← CHARLES KENT VERRUGGIOAdvisorregistration: previous registration
May 11, 2012 to May 2, 2025factForm ADV
← KEVIN RANDOLL OSTERGAARDAdvisorregistration: previous registration
Mar 14, 2019 to May 2, 2025factForm ADV
← CESAR ALFONSO ORTEGAAdvisorregistration: previous registration
Jan 4, 2021 to May 2, 2025factForm ADV
← DEREK TYGHE CARSTENSAdvisorregistration: previous registration
Jun 25, 2024 to May 2, 2025factForm ADV
← JOSHUA DAVID LIPSCOMBAdvisorregistration: previous registration
Sep 11, 2024 to May 2, 2025factForm ADV
← STEFANI N/M/I TUEMEAdvisorregistration: previous registration
Aug 13, 2024 to May 2, 2025factForm ADV
← ANTHONY HENRY CORTINAAdvisorregistration: previous registration
Nov 22, 2022 to Sep 12, 2023factForm ADV
← Frances FangAdvisorregistration: previous registration
Oct 9, 2012 to Sep 7, 2022factForm ADV
← Alexandra Mary RooneyAdvisorregistration: previous registration
Oct 31, 2016 to Oct 8, 2018factForm ADV
← ANDREA LAUREN SOLANAAdvisorregistration: previous registration
May 17, 2006 to Sep 25, 2013factForm ADV
← DENNIS MILES CAMPBELLAdvisorregistration: previous registration
Oct 16, 2000 to Jan 8, 2008factForm ADV
← Stephen J FokiAdvisorregistration: previous registration
May 28, 2004 to Oct 27, 2005factForm ADV

Moved with (1)

→ CW ADVISORS, LLCRegistered adviser5 advisors, firm absorbed, same day
May 2, 2025 to May 1, 2025factForm ADV

Controls (4)

← WOLF, LEONARD, SCOTTOwnerVICE PRESIDENT, ownership code C, individual
Feb 3, 2012 to Sep 25, 2024factForm ADV
← LEN, ROBERT, DAVIDOwnerMANAGING DIRECTOR, ownership code C, individual
Feb 3, 2012 to Sep 25, 2024factForm ADV
← TURCH, APRIL, LYNN KRAUZOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Sep 27, 2019 to Sep 25, 2024factForm ADV
← VERRUGGIO, CHARLES, KENTOwnerMANAGING DIRECTOR, CHIEF INVESTMENT OFFICER AND SENIOR FINANCIAL ADVISOR, ownership code B, individual
Sep 25, 2020 to Sep 25, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jun 2, 2025
Left the SEC roster
Wolf Group Capital Advisors no longer on the SEC adviser roster (last listed 2025-05-02, RAUM $526.8M)
Form ADVobserved 4 days ago
$527M
Occurred
May 2, 2025
Firm absorbed
Wolf Group Capital Advisors's advisors moved to CW Advisors, LLC (Arlington, VA): 5 of 7 registered, on the same day
Form ADVobserved 3 days ago
5 advisors
Occurred
May 2, 2025
Advisor changed firm
Kevin Randoll Ostergaard left Wolf Group Capital Advisors for Cw Advisors, Llc (registered 2025-05-01)
Form ADVobserved 4 days ago
Occurred
May 2, 2025
Advisor changed firm
Cesar Alfonso Ortega left Wolf Group Capital Advisors for Cw Advisors, Llc (registered 2025-05-01)
Form ADVobserved 4 days ago
Occurred
May 2, 2025
Advisor changed firm
Derek Tyghe Carstens left Wolf Group Capital Advisors for Cw Advisors, Llc (registered 2025-05-01)
Form ADVobserved 4 days ago
Occurred
May 2, 2025
Advisor changed firm
Joshua David Lipscomb left Wolf Group Capital Advisors for Cw Advisors, Llc (registered 2025-05-01)
Form ADVobserved 4 days ago
Occurred
May 2, 2025
Advisor changed firm
Robert David Len left Wolf Group Capital Advisors for Cw Advisors, Llc (registered 2025-05-01)
Form ADVobserved 4 days ago
Occurred
May 2, 2025
Advisor changed firm
Charles Kent Verruggio left Wolf Group Capital Advisors for Cw Advisors, Llc (registered 2025-05-01)
Form ADVobserved 4 days ago
Occurred
May 2, 2025
Advisor changed firm
Stefani N/M/I Tueme left Wolf Group Capital Advisors for Cw Advisors, Llc (registered 2025-05-01)
Form ADVobserved 4 days ago
Occurred
Jan 19, 2024
Control person left
Grace Catherine Lee (Chief Operating Officer) no longer on Schedule A of Wolf Group Capital Advisors (listed 2023-12-14, absent 2024-01-19)
Form ADVobserved 4 days ago
Occurred
Sep 12, 2023
Advisor changed firm
Anthony Henry Cortina left Wolf Group Capital Advisors for Hillman Capital Management Inc (registered 2024-06-11)
Form ADVobserved 4 days ago
Occurred
Sep 7, 2022
Advisor changed firm
Frances Fang left Wolf Group Capital Advisors for Campbell Wealth Management, Inc. (registered 2022-09-21)
Form ADVobserved 4 days ago
Occurred
Sep 28, 2021
Regulatory AUM changed
Wolf Group Capital Advisors reported RAUM $408.6M, up 34% from $303.9M (2021-03-05 to 2021-09-28)
Form ADVobserved 4 days ago
$105M
Occurred
Sep 25, 2020
Control person joined
Kent Charles Verruggio (Chief Investment Officer And Senior Financial Advisor) appeared on Schedule A of Wolf Group Capital Advisors
Form ADVobserved 4 days ago
Occurred
Sep 27, 2019
Control person joined
Lynn Krauz April Turch (Chief Compliance Officer And Operations Manager) appeared on Schedule A of Wolf Group Capital Advisors
Form ADVobserved 4 days ago
Occurred
Sep 27, 2019
Control person joined
Grace Catherine Lee (Chief Operating Officer) appeared on Schedule A of Wolf Group Capital Advisors
Form ADVobserved 4 days ago

Show 1 bookkeeping events

Occurred
Sep 27, 2023
Wolf Group Capital Advisors reported 10 offices beyond its principal office, up from 2 (2023-03-03 to 2023-09-27)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:91683c19-16b1-a0f0-31f0-da29288aaf78
First observed: Feb 3, 2012
Last observed: Apr 24, 2025 17 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WOLF GROUP CAPITAL ADVISORS

RDL FINANCIAL, INC., CRD 111647

FAIRFAX, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:91683c19-16b1-a0f0-31f0-da29288aaf78

Data as of Apr 24, 2025 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:22 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

LEN, ROBERT, DAVID

MANAGING DIRECTOR

yes

09/1996

Feb 3, 2012

Sep 25, 2024

TURCH, APRIL, LYNN KRAUZ

CHIEF COMPLIANCE OFFICER

yes

07/2019

Sep 27, 2019

Sep 25, 2024

VERRUGGIO, CHARLES, KENT

MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER AND SENIOR FINANCIAL ADVISOR

yes

07/2024

Sep 25, 2020

Sep 25, 2024

WOLF, LEONARD, SCOTT

VICE PRESIDENT

yes

09/1996

Feb 3, 2012

Sep 25, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ROBERT D. LEN

n/a

yes

n/a

ROBERT D. LEN

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Arlington

United States

Pittsburgh

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Apr 24, 2025

$527M

n/a

2023

Sep 27, 2023

$446M

n/a

2022

Sep 22, 2022

$373M

$367M

n/a

2021

Sep 28, 2021

$409M

$400M

n/a

2020

Sep 25, 2020

$304M

$297M

n/a

2019

Sep 27, 2019

$286M

$279M

n/a

2018

Sep 27, 2018

$290M

$282M

n/a

2017

Sep 20, 2017

$278M

$269M

n/a

2016

Sep 15, 2016

$262M

$250M

n/a

2015

Sep 9, 2015

$294M

$285M

n/a

2014

Sep 12, 2014

$262M

$254M

n/a

2013

Aug 29, 2013

$214M

$200M

n/a

2012

Aug 29, 2012

$170M

$157M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

$527M

$446M

18.1%

$409M

8.8%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CW ADVISORS, LLC

May 2, 2025

May 1, 2025

FAIRFAX, VA

Firm absorbed

RIA to RIA

71.4%