DFX Intelligence

V•••••• L•••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

V•••••• L•••• C••••••

Advisor at E••••• J••••

MCMINNVILLE, TN

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Search this name across graphsid dfx:ria:66c7f7b6-889b-fdb3-4176-9c0232c04055

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Aug 29, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••• J••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Apr 22, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••• J••••	National bd RIA	Aug 25, 2014	n/a	yes	MCMINNVILLE, TN	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Jul 23, 2014	Jul 30, 2014	no	MCMINNVILLE, TN\|SAN DIEGO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	E••••• J••••	Jul 30, 2014	Aug 25, 2014	26	Firm change	Other
C••••• I••••••••• A••••••• L••	L•• F•••••••• L••	Jul 21, 2014	Jul 23, 2014

Relationships

Registered with (5)

→ E••••• J••••Registered adviserregistration: current employment
Aug 25, 2014 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jul 23, 2014 to Jul 30, 2014factForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Jan 21, 2014 to Jul 21, 2014factForm ADV
→ C••••• I••••••••• S••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:66c7f7b6-889b-fdb3-4176-9c0232c04055
First observed: Aug 29, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.