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Advisor at WEST RIDGE ADVISORS
HENDERSON, NV | MIDVALE, UT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WEST RIDGE ADVISORS | Mixed wealth | Feb 24, 2020 | n/a | yes | MIDVALE, UT|HENDERSON, NV | Current employment |
| GWN SECURITIES INC. | Bd affiliated wealth | Nov 16, 2012 | Feb 21, 2020 | no | Midvale, UT|HOLLADAY, UT|PALM BEACH GARDENS, FL|PALM BEACH GARDENS, FL|SOUTH JORDAN, UT | Previous registration |
| LEGEND ADVISORY, LLC | Former SEC adviser | Jun 11, 2009 | Nov 16, 2012 | no | HOLLADAY, UT|PALM BEACH GARDENS, FL|AURORA, CO|SARATOGA SPRINGS, UT | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Jul 30, 2008 | Jun 19, 2009 | no | LAKEWOOD, CO|GREENWOOD VILLAGE, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| GWN SECURITIES INC. | WEST RIDGE ADVISORS | Feb 21, 2020 | Feb 24, 2020 | 3 | Firm change | Ibd to RIA |
| LEGEND ADVISORY, LLC | GWN SECURITIES INC. | Nov 16, 2012 | Nov 16, 2012 | 0 | Firm change | Other |
| EQUITABLE ADVISORS, LLC | LEGEND ADVISORY, LLC | Jun 19, 2009 | Jun 11, 2009 | -8 | Firm change | Other |