RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
- Title
- Senior Wealth Advisor & Director of Retirement-Tax Planningreportedwestridgeadvisors.comfirm site, Sep 15, 2026
- Professional profile
- WESTRIDGEADVISORS.COM/team/brian-stokerreportedwestridgeadvisors.comfirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- West Ridge Advisors mixed wealth currentsince Feb 24, 2020 · Midvale, Ut
- Gwn Securities Inc. BD affiliatedNov 16, 2012 to Feb 21, 2020 · Midvale, Ut
- Legend Advisory, LLC formerJun 11, 2009 to Nov 16, 2012 · Holladay, Ut
- Equitable Advisors, LLC national BDJul 30, 2008 to Jun 19, 2009 · Lakewood, Co
- Gwn Securities Inc. to West Ridge Advisorsleft Feb 21, 2020, registered Feb 24, 2020 (3 days) · Affiliated broker-dealer or bank to independent RIA
- Legend Advisory, LLC to Gwn Securities Inc.left Nov 16, 2012, registered Nov 16, 2012 (0 days) · Other
- Equitable Advisors, LLC to Legend Advisory, LLCleft Jun 19, 2009, registered Jun 11, 2009 (-8 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address