DFX Intelligence
Reading the graph
Reading the graph
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Advisor at S••••• W••••• M•••••••••
Lancaster, PA | ROCKFORD, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S••••• W••••• M••••••••• | Independent wealth | May 12, 2023 | n/a | yes | ROCKFORD, IL|Lancaster, PA | Current employment |
| D••••• W•••••• L•• | Former SEC adviser | Feb 19, 2015 | Aug 4, 2023 | no | LANCASTER, PA|LANCASTER, PA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| D••••• W•••••• L•• | S••••• W••••• M••••••••• | Aug 4, 2023 | May 12, 2023 | -84 | Firm change after gap | RIA to RIA |
| P••••••••• W••••• M••••••••• L•• | D••••• W•••••• L•• | Feb 23, 2015 | Feb 19, 2015 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 174303:107271:PA:2023-08-04 | Aug 4, 2023 | May 12, 2023 | LANCASTER, PA | Firm change after gap |
| 152072:174303:PA:2015-02-23 | Feb 23, 2015 | Feb 19, 2015 | YORK, PA | Firm change |
| P••••••••• W••••• M••••••••• L•• | Former SEC adviser | Mar 2, 2010 | Feb 23, 2015 | no | LANCASTER, PA|YORK, PA | Previous registration |
| B•• F•••••••• A••••••• | n/a | Nov 4, 2002 | Mar 2, 2010 | no | LANCASTER, PA | Previous registration |
| B•• F•••••••• A••••••• | n/a | Sep 17, 2002 | Sep 17, 2002 | no | LANCASTER, PA | Previous registration |
| -4 |
| Firm change |
| Other |
| B•• F•••••••• A••••••• | P••••••••• W••••• M••••••••• L•• | Mar 2, 2010 | Mar 2, 2010 | 0 | Firm change | Other |