DFX Intelligence

W•••••• T••••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

W•••••• T••••• B•••••

Advisor at F•••••• A••••••• S••••••••• C••••

MIAMI, FL

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Search this name across graphsid dfx:ria:66ef59d7-a1c4-b32d-2d80-009e4106360d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 11, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••••• A••••••• S••••••••• C••••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Aug 11, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••••• A••••••• S••••••••• C••••	Mixed wealth	Jan 17, 2025	n/a	yes	MIAMI, FL	Current employment
M••••• S••••••	Wirehouse	Jun 1, 2009	Aug 10, 2010	no	NEW YORK, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	F•••••• A••••••• S••••••••• C••••	Aug 10, 2010	Jan 17, 2025	5,274	Firm change after gap	Wirehouse to RIA
M••••• S•••••• • C•• L••	M••••• S••••••	Jun 1, 2009	Jun 1, 2009

Relationships

Registered with (4)

→ F•••••• A••••••• S••••••••• C••••Registered adviserregistration: current employment
Jan 17, 2025 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jun 1, 2009 to Aug 10, 2010factForm ADV
→ M••••• S•••••• • C•• L••Registered adviserregistration: previous registration
May 30, 2007 to Jun 1, 2009factForm ADV
→ M••••• S•••••• D• I•••Registered adviserregistration: previous registration

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:66ef59d7-a1c4-b32d-2d80-009e4106360d
First observed: Aug 11, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.