DFX Intelligence

F•••••• A••••••• S••••••••• C••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered advisermixed wealth managerSEC registeredRAUM 100m 1b

F•••••• A••••••• S••••••••• C••••

CRD 43272

MIAMI, FL

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Search this name across graphsid dfx:ria:b93082b0-7081-d855-4114-eb73e43757d9

Data as of Jul 22, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 1
On other graphs: 2
Observed: Jul 22, 2026 to Jul 22, 2026
1 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

F•••••• A••••••• S••••••••• C••••

Intermediary · shared crd

Real Estate Fundsidentity

F•••••• A••••••• S••••••••• C••••

Affiliate · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: mixed wealth managerderivedprivate_client_share=0.33 fund_share=0.01 institutional_share=0.66 related_bd=false related_bank=false bd_reps=4.0
Regulatory AUM: $590M••• Locked
Discretionary RAUM: $590M
Private client RAUM: $197Mderived••• Locked
Private client share: 33%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $148Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
W•••••• T••••• B•••••	n/a	MIAMI, FL	1	20	3	yes
G•••••• A•••••• R••••••	n/a	MIAMI, FL	1	25

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••• S• P•••••• L••••• T••••	Shareholder	C	yes	03/2011	Jul 22, 2026	Jul 22, 2026
P••••••• A••• S•••••	DIRECTOR; CHAIRMAN, TRUSTEE OF A••• S• P•••••• L••••• T••••	Na	yes	09/1997	Jul 22, 2026	Jul 22, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	3	1

Relationships

Owns (3)

← R••••••• G•••••• A••••••OwnerCCO; ROP, PRINCIPAL, SHAREHOLDER, ownership code A, individual
Jul 22, 2026 to presentfactForm ADV
← P••••••• B•••••• A••OwnerTRUSTEE OF A••• S P••••••, ownership code NA, individual
Jul 22, 2026 to presentfactForm ADV
← B••••••• S••••• S•••••OwnerVP, SHAREHOLDER, ownership code A, individual
Jul 22, 2026 to presentfactForm ADV

Controls (2)

← A••• S• P•••••• L••••• T••••OwnerSHAREHOLDER, ownership code C, domestic entity

Dated events

Occurred
Apr 16, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b93082b0-7081-d855-4114-eb73e43757d9
First observed: Jul 22, 2026
Last observed: Jul 22, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.