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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

Keith Zuckerberg

Advisor at EAGLE STRATEGIES LLC

NEW YORK, NY

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Search this name across graphsid dfx:ria:66efa4d0-c5d6-758a-cf44-70d3dfde4691

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Nov 21, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EAGLE STRATEGIES LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 31, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Jan 31, 1994
First registration: Nov 21, 2008
Dual registered: yes, broker-dealer
Other names: KEITH MIKI ZUCKERBERG
IAPD individual key: 2313753

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EAGLE STRATEGIES LLC	Bd affiliated wealth	Jun 17, 2024	n/a	yes	NEW YORK, NY	Current employment
CITIZENS SECURITIES, INC.	Bd affiliated wealth	Aug 17, 2022	Sep 7, 2023	no	ELIZABETH, NJ\|CONSHOHOCKEN, PA	Previous registration
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Sep 24, 2018	Aug 17, 2022	no	STATEN ISLAND, NY\|ELIZABETH, NJ	Previous registration
CAPITAL ONE ADVISORS, LLC	Former SEC adviser	Jan 28, 2015	Sep 19, 2018	no	SEATTLE, WA\|New York, NY\|MCLEAN, VA	Previous registration
CAPITAL ONE FINANCIAL ADVISORS LLC	n/a	Oct 1, 2012	Jan 28, 2015	no	MELVILLE, NY\|NEW YORK, NY	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Nov 21, 2008	Jul 26, 2012	no	BROOKLYN, NY\|BROOKLYN, NY\|WESTWOOD, NJ\|PATERSON, NJ\|TEANECK, NJ\|NORWOOD, NJ\|ORADELL, NJ\|PARAMUS, NJ\|CLIFTON, NJ\|MAYWOOD, NJ\|NORTHVALE, NJ\|RIVER EDGE, NJ\|TENAFLY, NJ\|FAIRFIELD, NJ\|CLIFTON, NJ\|BOONTON, NJ\|DOVER, NJ\|SUFFERN, NY\|WEST NYACK, NY\|FAIRLAWN, NJ\|RIDGEWOOD, NJ\|SUSSEX, NJ\|NORWOOD, NJ\|NEWTON, NJ\|TEANECK, NJ\|SOUTH HACKENSACK, NJ\|BAY SHORE, NY\|TEANECK, NJ\|LODI, NJ\|ENGLEWOOD, NJ\|FAIRLAWN, NJ\|HALEDON, NJ\|MORRISTOWN, NJ\|MONTAGUE, NJ\|PATERSON, NJ\|RANDOLPH, NJ\|WEST PATERSON, NJ\|LAKE HIAWATHA, NJ\|SUSSEX, NJ\|PATERSON, NJ\|LODI, NJ\|MORRISTOWN, NJ\|BOONTON, NJ\|WEST CALDWELL, NJ\|ROCKAWAY, NJ\|DENVILLE, NJ\|DOVER, NJ\|LONG ISLAND CITY, NY\|BROOKLYN, NY\|FRANKLIN LAKES, NJ\|WAYNE, NJ\|RIDGEWOOD, NJ\|ELMWOOD PARK, NJ\|RANDOLPH, NJ\|RIVER EDGE, NJ\|WYCKOFF, NJ\|NEWTON, NJ\|SUSSEX, NJ\|NORTHVALE, NJ\|ENGLEWOOD, NJ\|MIDLAND PARK, NJ\|RAMSEY, NJ\|RIVERDALE, NJ\|FRANKLIN, NJ\|HAWTHORNE, NJ\|WHARTON, NJ\|RIDGEWOOD, NJ\|OAKLAND, NJ\|BAYONNE, NJ\|SADDLE BROOK, NJ\|RAMSEY, NJ\|LEDGEWOOD, NJ\|WESTWOOD, NJ\|HACKETTSTOWN, NJ\|KEARNY, NJ\|KEARNEY, NJ\|PARAMUS, NJ\|TEANECK, NJ\|ORADELL, NJ\|HACKENSACK, NJ\|LINDEN, NJ\|FAIRLAWN, NJ\|FAIRLAWN, NJ\|WAYNE, NJ\|DOVER, NJ\|SPARTA, NJ\|VERNON, NJ\|HACKENSACK, NJ\|CLIFTON, NJ\|GARFIELD, NJ\|MONTVALE, NJ\|ELIZABETH, NJ\|LAKE HOPATCONG, NJ\|EDGEWATER, NJ\|GLEN ROCK, NJ\|EMERSON, NJ\|NEW MILFORD, NJ\|PASSAIC, NJ\|OAK RIDGE, NJ\|RAMSEY, NJ\|HACKETTSTOWN, NJ\|HAWORTH, NJ\|MORRIS PLAINS, NJ\|HAWTHORNE, NJ\|LODI, NJ\|FORT LEE, NJ\|SPARTA, NJ\|MORRIS PLAINS, NJ\|NORTH PLAINFIELD, NJ\|HALEDON, NJ\|PARAMUS, NJ\|TOTOWA, NJ\|MORRIS PLAINS, NJ\|TENAFLY, NJ\|EDGEWATER, NJ\|FRANKLIN LAKES, NJ\|HACKENSACK, NJ\|BROOKLYN, NY\|NEW CITY, NY\|MORRISTOWN, NJ\|FRANKLIN LAKES, NJ\|WHITESTONE, NY\|JAMAICA, NY\|FLUSHING, NY\|FLUSHING, NY\|FLUSHING, NY\|BAYSIDE, NY\|QUEENS VILLAGE, NY\|BAYSIDE, NY\|COLLEGE POINT, NY\|LITTLE NECK, NY\|GLEN OAKS, NY\|LITTLE NECK, NY\|FLUSHING, NY\|HOLLIS, NY\|OAKLAND GARDENS, NY\|FLUSHING, NY\|JAMAICA ESTATES, NY\|QUEENS VILLAGE, NY\|JAMAICA, NY\|JAMAICA, NY\|FLORAL PARK, NY\|OAKLAND GARDENS, NY\|FLUSHING, NY\|FLUSHING, NY\|BAYSIDE, NY\|FLUSHING, NY\|JAMAICA, NY\|FLUSHING, NY\|FRESH MEADOWS, NY\|FLUSHING, NY\|FLUSHING, NY\|FLUSHING, NY\|FLUSHING, NY\|ELMWOOD PARK, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CITIZENS SECURITIES, INC.	EAGLE STRATEGIES LLC	Sep 7, 2023	Jun 17, 2024	284	Firm change	Ibd to ibd
CETERA INVESTMENT ADVISERS LLC	CITIZENS SECURITIES, INC.	Aug 17, 2022	Aug 17, 2022	0	Firm change	Ibd to ibd
CAPITAL ONE ADVISORS, LLC	CETERA INVESTMENT ADVISERS LLC	Sep 19, 2018	Sep 24, 2018	5	Firm change	Ibd to ibd
CAPITAL ONE FINANCIAL ADVISORS LLC	CAPITAL ONE ADVISORS, LLC	Jan 28, 2015	Jan 28, 2015	0	Bulk transfer	Other
CHASE INVESTMENT SERVICES CORP.	CAPITAL ONE FINANCIAL ADVISORS LLC	Jul 26, 2012	Oct 1, 2012	67	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
105644:39550:NJ:2022-08-17	Aug 17, 2022	Aug 17, 2022	ELIZABETH, NJ	Firm change

Relationships

Registered with (6)

→ EAGLE STRATEGIES LLCRegistered adviserregistration: current employment
Jun 17, 2024 to presentfactForm ADV
→ CITIZENS SECURITIES, INC.Registered adviserregistration: previous registration
Aug 17, 2022 to Sep 7, 2023factForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Sep 24, 2018 to Aug 17, 2022factForm ADV
→ CAPITAL ONE ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 28, 2015 to Sep 19, 2018factForm ADV
→ CAPITAL ONE FINANCIAL ADVISORS LLCRegistered adviserregistration: previous registration
Oct 1, 2012 to Jan 28, 2015factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Nov 21, 2008 to Jul 26, 2012factForm ADV

Dated events

Occurred
Sep 7, 2023
Advisor changed firm
Keith Zuckerberg left Citizens Securities, Inc. for Eagle Strategies Llc (registered 2024-06-17)
Form ADVobserved 6 days ago
Occurred
Aug 17, 2022
Advisor changed firm
Keith Zuckerberg left Cetera Investment Advisers Llc for Citizens Securities, Inc. (registered 2022-08-17)
Form ADVobserved 6 days ago