DFX Intelligence

E•••• D•••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

E•••• D•••• M••••

Advisor at B••••• G••••• A•••• M•••••••••

Bethesda, MD | B•••••, MA

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Search this name across graphsid dfx:ria:66f76d4b-4ff4-4784-cf24-44e847fcb6e0

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 24, 1998 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••• G••••• A•••• M•••••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 5, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••• G••••• A•••• M•••••••••	Bd affiliated wealth	Jan 1, 2025	n/a	yes	Bethesda, MD\|B•••••, MA	Current employment
W•••• F•••• A•••••••	Wirehouse	Sep 20, 2013	Mar 30, 2021	no	COLUMBIA, MD\|MCLEAN, VA\|MCLEAN, VA\|COLUMBIA, MD\|WASHINGTON, DC\|WASHINGTON, DC\|WASHINGTON, DC\|BETHESDA, MD\|COLUMBIA, MD\|BETHESDA, MD\|BETHESDA, MD

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	B••••• G••••• A•••• M•••••••••	Mar 30, 2021	Jan 1, 2025	1,373	Firm change after gap	Wirehouse to RIA
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	W•••• F•••• A•••••••	Sep 16, 2013	Sep 20, 2013

Relationships

Registered with (3)

→ B••••• G••••• A•••• M•••••••••Registered adviserregistration: current employment
Jan 1, 2025 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Sep 20, 2013 to Mar 30, 2021factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Apr 24, 1998 to Sep 16, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:66f76d4b-4ff4-4784-cf24-44e847fcb6e0
First observed: Apr 24, 1998
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.