DFX Intelligence

P•••••• C•••• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor35 years in industry

P•••••• C•••• P•••••

Advisor at C•••••• M••••••••• C••••••

WOODLAND HILLS, CA

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Search this name across graphsid dfx:ria:66fa5266-6991-ee21-610d-789d38270690

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Dec 6, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• M••••••••• C••••••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Mar 26, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• M••••••••• C••••••	Mixed wealth	Jan 1, 2026	n/a	yes	WOODLAND HILLS, CA	Current employment
D•• M••••••••• L••	n/a	Mar 11, 2009	Aug 22, 2011	no	LOS ANGELES, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D•• M••••••••• L••	C•••••• M••••••••• C••••••	Aug 22, 2011	Jan 1, 2026	5,246	Firm change after gap	Other

Relationships

Registered with (2)

→ C•••••• M••••••••• C••••••Registered adviserregistration: current employment
Jan 1, 2026 to presentfactForm ADV
→ D•• M••••••••• L••Registered adviserregistration: previous registration
Mar 11, 2009 to Aug 22, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:66fa5266-6991-ee21-610d-789d38270690
First observed: Dec 6, 2000
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.