RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••••• C•••• P•••••
- C•••••• M••••••••• C•••••• mixed wealth currentsince Jan 1, 2026 · Woodland Hills, Ca
- D•• M••••••••• L•• unclassifiedMar 11, 2009 to Aug 22, 2011 · Los Angeles, Ca
- D•• M••••••••• L•• unclassifiedDec 6, 2000 to Dec 31, 2008 · Los Angeles, Ca
- D•• M••••••••• L•• to C•••••• M••••••••• C••••••left Aug 22, 2011, registered Jan 1, 2026 (5246 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address