DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Planner13 years in industry

Joyce Lee

Advisor at CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.

LOS ANGELES, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:66fbf30f-a60a-c70e-c7c4-25137a06eeda

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Apr 1, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 30, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 6
Designations: Certified Financial Planner
Exams: S66
First exam: Mar 30, 2013
First registration: Apr 1, 2013
Dual registered: no
Other names: JOYCE K. LEE|Joyce Kyungsun Lee
IAPD individual key: 6149798

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.	Independent wealth	Mar 6, 2025	n/a	yes	LOS ANGELES, CA	Current employment
FIRST FOUNDATION ADVISORS	Independent wealth	Nov 25, 2015	Sep 11, 2024	no	LOS ANGELES, CA	Previous registration
RBC SECURITIES, INC.	Bd affiliated wealth	Apr 1, 2013	Oct 30, 2015	no	LOS ANGELES, CA\|LOS ANGELES, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIRST FOUNDATION ADVISORS	CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.	Sep 11, 2024	Mar 6, 2025	176	Firm change	RIA to RIA
RBC SECURITIES, INC.	FIRST FOUNDATION ADVISORS	Oct 30, 2015	Nov 25, 2015	26	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
103705:106075:CA:2015-10-30	Oct 30, 2015	Nov 25, 2015	LOS ANGELES, CA	Firm change

Relationships

Registered with (3)

→ CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.Registered adviserregistration: current employment
Mar 6, 2025 to presentfactForm ADV
→ FIRST FOUNDATION ADVISORSRegistered adviserregistration: previous registration
Nov 25, 2015 to Sep 11, 2024factForm ADV
→ RBC SECURITIES, INC.Registered adviserregistration: previous registration
Apr 1, 2013 to Oct 30, 2015factForm ADV

Dated events

Occurred
Sep 11, 2024
Advisor changed firm
Joyce Lee left First Foundation Advisors for Capital Group Private Client Services, Inc. (registered 2025-03-06)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:66fbf30f-a60a-c70e-c7c4-25137a06eeda
First observed: Apr 1, 2013
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Joyce Lee

Advisor at CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.

LOS ANGELES, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:66fbf30f-a60a-c70e-c7c4-25137a06eeda

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:55 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.

Independent wealth

Mar 6, 2025

n/a

yes

LOS ANGELES, CA

Current employment

FIRST FOUNDATION ADVISORS

Independent wealth

Nov 25, 2015

Sep 11, 2024

LOS ANGELES, CA

Previous registration

RBC SECURITIES, INC.

Bd affiliated wealth

Apr 1, 2013

Oct 30, 2015

LOS ANGELES, CA|LOS ANGELES, CA

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

FIRST FOUNDATION ADVISORS

CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.

Sep 11, 2024

Mar 6, 2025

176

Firm change

RIA to RIA

RBC SECURITIES, INC.

FIRST FOUNDATION ADVISORS

Oct 30, 2015

Nov 25, 2015

Firm change

Other

Team

Left

Joined

From

Kind

103705:106075:CA:2015-10-30

Oct 30, 2015

Nov 25, 2015

LOS ANGELES, CA

Firm change