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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

PAX ELLEVATE MANAGEMENT LLC

CRD 170485

PORTSMOUTH, NH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:66ffb758-9c5e-752c-dc37-9fa255609aa0

Data as of Jan 2, 2020 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 3
On other graphs: 0
Observed: Feb 10, 2014 to Jan 2, 2020
11 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $462MItem 5.F on the latest filing (2020-01-02); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $462M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 56
Advisory employees: 20
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 2
SEC number: 801-79216
CRD: 170485
Filings on the tape: 11
First filed: Feb 10, 2014
Latest filed: Jan 2, 2020
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BOESE, JOHN, AQUINAS	CHIEF COMPLIANCE OFFICER	Na	yes	01/2014	Feb 10, 2014	Jan 2, 2020
DUBOIS, ALICIA, K	CHIEF FINANCIAL OFFICER	Na	yes	01/2014	Feb 10, 2014	Jan 2, 2020
IMPAX ASSET MANAGEMENT LLC	Owner	D	yes	01/2014	Feb 26, 2018	Jan 2, 2020
KEEFE, JOSEPH, FRANCIS	CHIEF EXECUTIVE OFFICER, PRESIDENT	Na	yes	01/2014	Feb 10, 2014	Jan 2, 2020
KEEFE, JOSEPH, FRANCIS	PRESIDENT AND ELECTED MANAGER	F	yes	01/2018	Feb 10, 2014	Jan 2, 2020
RIDGE, CHARLES, DAVID	ELECTED MANAGER	F	yes	01/2018	Feb 26, 2018	Jan 2, 2020
SIMM, IAN, RICHARD	ELECTED MANAGER	F	yes	01/2018	Feb 26, 2018	Jan 2, 2020

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
IMPAX ASSET MANAGEMENT, LTD.	n/a	Asset manager	$26B	N	yes	n/a
IMPAX ASSET MANAGEMENT LLC	n/a	Asset manager	$8.9B	Y	yes	n/a
IMPAX ASSET MANAGEMENT (AIFM) LTD.	n/a	Asset manager	$2.0B	N	yes	n/a
IMPAX ASSET MANAGEMENT (HONG KONG) LTD.	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019	Dec 23, 2019	$462M	$462M	56	20	0	n/a	n/a
2018	Dec 27, 2018	$248M	$248M	30	7	0	n/a	n/a
2017	Feb 26, 2018	$193M	$193M	18	5	0	n/a	n/a
2016	Mar 15, 2017	$120M	$120M	18	5	n/a	n/a	n/a
2015	Mar 18, 2016	$88.8M	$88.8M	18	6	n/a	n/a	n/a
2014	Mar 2, 2015	$68.6M	$68.6M	46	15	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$462M	$248M	86.6%	$120M	56.7%	56	30	0	0

Relationships

Affiliated with (3)

→ IMPAX ASSET MANAGEMENT LLCRegistered adviserother investment adviser, control, common control
factForm ADV
→ IMPAX ASSET MANAGEMENT, LTD.Registered adviserother investment adviser, common control
factForm ADV
→ IMPAX ASSET MANAGEMENTRegistered adviserother investment adviser, common control
factForm ADV

Controls (6)

← BOESE, JOHN, AQUINASOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Feb 10, 2014 to presentfactForm ADV
← KEEFE, JOSEPH, FRANCISOwnerPRESIDENT AND ELECTED MANAGER, ownership code F, individual
Feb 10, 2014 to presentfactForm ADV
← DUBOIS, ALICIA, KOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Feb 10, 2014 to presentfactForm ADV
← SIMM, IAN, RICHARDOwnerELECTED MANAGER, ownership code F, individual
Feb 26, 2018 to presentfactForm ADV
← RIDGE, CHARLES, DAVIDOwnerELECTED MANAGER, ownership code F, individual
Feb 26, 2018 to presentfactForm ADV
← IMPAX ASSET MANAGEMENT LLCOwnerOWNER, ownership code D, domestic entity
Feb 26, 2018 to presentfactForm ADV

Dated events

Occurred
Dec 23, 2019
Regulatory AUM changed
Pax Ellevate Management Llc reported RAUM $462.4M, up 87% from $247.8M (2018-12-27 to 2019-12-23)
Form ADVobserved 6 days ago
$215M
Occurred
Dec 23, 2019
Control person left
Lee Sallie Krawcheck (Chairperson) no longer on Schedule A of Pax Ellevate Management Llc (listed 2018-12-27, absent 2019-12-23)
Form ADVobserved 6 days ago
Occurred
Feb 10, 2014
First Form ADV filing
Pax World/Newco Management Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:66ffb758-9c5e-752c-dc37-9fa255609aa0
First observed: Feb 10, 2014
Last observed: Jan 2, 2020 81 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PAX ELLEVATE MANAGEMENT LLC

CRD 170485

PORTSMOUTH, NH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:66ffb758-9c5e-752c-dc37-9fa255609aa0

Data as of Jan 2, 2020 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:37 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BOESE, JOHN, AQUINAS

CHIEF COMPLIANCE OFFICER

yes

01/2014

Feb 10, 2014

Jan 2, 2020

DUBOIS, ALICIA, K

CHIEF FINANCIAL OFFICER

yes

01/2014

Feb 10, 2014

Jan 2, 2020

IMPAX ASSET MANAGEMENT LLC

Owner

yes

01/2014

Feb 26, 2018

Jan 2, 2020

KEEFE, JOSEPH, FRANCIS

CHIEF EXECUTIVE OFFICER, PRESIDENT

yes

01/2014

Feb 10, 2014

Jan 2, 2020

KEEFE, JOSEPH, FRANCIS

PRESIDENT AND ELECTED MANAGER

yes

01/2018

Feb 10, 2014

Jan 2, 2020

RIDGE, CHARLES, DAVID

ELECTED MANAGER

yes

01/2018

Feb 26, 2018

Jan 2, 2020

SIMM, IAN, RICHARD

ELECTED MANAGER

yes

01/2018

Feb 26, 2018

Jan 2, 2020

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

IMPAX ASSET MANAGEMENT, LTD.

n/a

Asset manager

$26B

yes

n/a

IMPAX ASSET MANAGEMENT LLC

n/a

Asset manager

$8.9B

yes

n/a

IMPAX ASSET MANAGEMENT (AIFM) LTD.

n/a

Asset manager

$2.0B

yes

n/a

IMPAX ASSET MANAGEMENT (HONG KONG) LTD.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2019

Dec 23, 2019

$462M

n/a

2018

Dec 27, 2018

$248M

n/a

2017

Feb 26, 2018

$193M

n/a

2016

Mar 15, 2017

$120M

n/a

2015

Mar 18, 2016

$88.8M

n/a

2014

Mar 2, 2015

$68.6M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2019

$462M

$248M

86.6%

$120M

56.7%