DFX Intelligence

I•••• A•••• M••••••••• L•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 10b 100b

I•••• A•••• M••••••••• L•••

CRD 143247

LONDON

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Search this name across graphsid dfx:ria:0b9de670-ea43-b238-3223-1ff7b9cc0fb1

Data as of Dec 22, 2025 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 16
On other graphs: 1
Observed: Dec 22, 2011 to Dec 22, 2025
35 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

I•••• A•••• M••••••••• L•••

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.01 fund_share=0.84 institutional_share=0.09 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $26B••• Locked
Discretionary RAUM: $24B
Private client RAUM: $226Mderived••• Locked
Private client share: 1%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 165

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••• J•••• A••••••	CHIEF COMPLIANCE OFFICER	Na	yes	11/2020	Dec 24, 2020	Dec 20, 2024
C•••••••• K••••	DIRECTOR, CHIEF FINANCIAL OFFICER	Na	yes	12/2022	Dec 13, 2022	Dec 20, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
I•••• A•••• M••••••••• L••	n/a	Asset manager	$8.9B	N	yes	n/a
I•••• A•••• M••••••••• ••••• L•••	n/a	Asset manager	$2.0B	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$26B	$37B	-29.4%	$41B	-14.3%	165	175	0	0

Relationships

Affiliated with (5)

← I•••• A•••• M•••••••••Registered adviserother investment adviser, common control
factForm ADV
→ I•••• A•••• M••••••••• L••Registered adviserother investment adviser, common control
factForm ADV
→ I•••• A•••• M•••••••••Registered adviserother investment adviser, common control
factForm ADV
← I•••• A•••• M••••••••• L••Registered adviserother investment adviser, common control

Dated events

Occurred
Dec 22, 2025
Regulatory AUM changed
I•••• A•••• M••••••••• L••• reported RAUM $25.8B, down 36% from $40.6B (2024-12-20 to 2025-12-22)
Form ADVobserved 7 days ago
$-14.7B
Occurred
Dec 20, 2024
Control person left
Bruce Jenkyn-Jones (Director) no longer on Schedule A of I•••• A•••• M••••••••• L••• (listed 2023-12-19, absent 2024-12-20)
Form ADVobserved 7 days ago
Occurred
Dec 20, 2024
Control person left
Gunter Daniel Von Preyss (Director) no longer on Schedule A of I•••• A•••• M••••••••• L••• (listed 2023-12-19, absent 2024-12-20)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0b9de670-ea43-b238-3223-1ff7b9cc0fb1
First observed: Dec 22, 2011
Last observed: Dec 22, 2025 9 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.