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T••••• N• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor14 years in industry

T••••• N• B••••

Advisor at E••••••••• W••••• A•••••••• L••

Birmingham, AL

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Search this name across graphsid dfx:ria:67054821-cd14-1937-a4fc-d17465c824c6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Jan 4, 2023 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••••••• W••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
E••••••••• W••••• A•••••••• L••	Independent wealth	Apr 22, 2025	n/a	yes	Birmingham, AL	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Nov 14, 2023	May 7, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	E••••••••• W••••• A•••••••• L••	May 7, 2025	Apr 22, 2025	-15	Firm change	Wirehouse to RIA
S•••••••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Oct 6, 2023

Relationships

Registered with (3)

→ E••••••••• W••••• A•••••••• L••Registered adviserregistration: current employment
Apr 22, 2025 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Nov 14, 2023 to May 7, 2025factForm ADV
→ S•••••••Registered adviserregistration: previous registration
Jan 4, 2023 to Oct 6, 2023factForm ADV

Dated events

Occurred
May 7, 2025
Advisor changed firm
T••••• N• B•••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for E••••••••• W••••• A•••••••• L•• (registered 2025-04-22)
Form ADVobserved 7 days ago
Occurred
Oct 6, 2023
Advisor changed firm
T••••• N• B•••• left Stephens for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2023-11-14)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:67054821-cd14-1937-a4fc-d17465c824c6
First observed: Jan 4, 2023
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.